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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNN icon
301
Lindsay Corp
LNN
$1.17B
$309K 0.01%
3,504
– –
ACWI icon
302
iShares MSCI ACWI ETF
ACWI
$32.5B
$303K 0.01%
+5,208
New +$296K
DXCM icon
303
DexCom
DXCM
$28.3B
$301K 0.01%
29,112
-1,732
-6% -$17.9K
GD icon
304
General Dynamics
GD
$105B
$298K 0.01%
2,735
– –
CTWS
305
DELISTED
Connecticut Water Service Inc
CTWS
$294K 0.01%
8,590
– –
KOPN icon
306
Kopin
KOPN
$687M
$290K 0.01%
76,820
– –
SBS icon
307
Sabesp
SBS
$19.9B
$290K 0.01%
161,214
+35,601
+28% +$64.8K
FMI
308
DELISTED
Foundation Medicine, Inc.
FMI
$286K 0.01%
8,832
+320
+4% +$10.4K
TILE icon
309
Interface
TILE
$1.96B
$285K 0.01%
+13,875
New +$282K
DCI icon
310
Donaldson
DCI
$10.8B
$281K 0.01%
6,630
+3,330
+101% +$140K
AOS icon
311
A.O. Smith
AOS
$8.61B
$278K 0.01%
12,068
– –
THC icon
312
Tenet Healthcare
THC
$21B
$276K 0.01%
6,439
-3,736
-37% -$165K
CLH icon
313
Clean Harbors
CLH
$15.9B
$265K 0.01%
4,839
-38,868
-89% -$2.12M
VALE icon
314
Vale
VALE
$62.9B
$263K 0.01%
19,044
– –
TCF
315
DELISTED
TCF Financial Corporation
TCF
$259K 0.01%
15,520
– –
RBS.PRQ
316
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$257K 0.01%
10,870
– –
SGMO
317
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$256K 0.01%
14,168
+502
+4% +$9.68K
EWY icon
318
iShares MSCI South Korea ETF
EWY
$22.5B
$254K 0.01%
4,136
– –
CVS icon
319
CVS Health
CVS
$137B
$253K 0.01%
3,380
+130
+4% +$9.18K
WPZ
320
DELISTED
Williams Partners L.P.
WPZ
$250K 0.01%
4,615
– –
RVTY icon
321
Revvity
RVTY
$12.1B
$249K 0.01%
5,534
-446
-7% -$19.6K
THOR
322
DELISTED
THORATEC CORPORATION
THOR
$249K 0.01%
6,950
+244
+4% +$8.75K
CPHD
323
DELISTED
Cepheid Inc
CPHD
$247K 0.01%
4,784
+173
+4% +$8.8K
KB icon
324
KB Financial Group
KB
$41.5B
$240K 0.01%
6,830
– –
MSEX icon
325
Middlesex Water
MSEX
$1.05B
$238K 0.01%
10,907
– –
11 12
13
14 15

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.