We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRE
301
DELISTED
PARTNERRE LTD
PRE
$337K 0.01%
3,200
– –
APD icon
302
Air Products & Chemicals
APD
$65.2B
$335K 0.01%
3,243
-649
-17% -$65.4K
SZYM
303
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$334K 0.01%
30,647
+9,282
+43% +$91.3K
UBSI icon
304
United Bankshares
UBSI
$6.57B
$333K 0.01%
10,588
– –
FRC
305
DELISTED
First Republic Bank
FRC
$333K 0.01%
6,370
– –
BSJE
306
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$329K 0.01%
+12,327
New +$330K
BSJF
307
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$328K 0.01%
+12,263
New +$330K
AOS icon
308
A.O. Smith
AOS
$8.61B
$325K 0.01%
12,068
– –
KOPN icon
309
Kopin
KOPN
$687M
$324K 0.01%
76,820
– –
AGG icon
310
iShares Core US Aggregate Bond ETF
AGG
$138B
$318K 0.01%
2,991
– –
RTX icon
311
RTX Corp
RTX
$294B
$307K 0.01%
4,290
– –
CCC
312
DELISTED
Calgon Carbon Corp
CCC
$306K 0.01%
14,900
– –
CTWS
313
DELISTED
Connecticut Water Service Inc
CTWS
$305K 0.01%
8,590
– –
EMC
314
DELISTED
EMC CORPORATION
EMC
$304K 0.01%
12,077
-240
-2% -$5.82K
STI
315
DELISTED
SunTrust Banks, Inc.
STI
$301K 0.01%
8,190
-1,205
-13% -$42K
NEM icon
316
Newmont
NEM
$98.5B
$291K 0.01%
12,616
-1,300
-9% -$33.4K
LNN icon
317
Lindsay Corp
LNN
$1.17B
$290K 0.01%
3,504
+689
+24% +$53.7K
VALE icon
318
Vale
VALE
$62.9B
$290K 0.01%
19,044
+15,700
+469% +$244K
STT icon
319
State Street
STT
$50.7B
$286K 0.01%
3,900
-1,943
-33% -$136K
EQM
320
DELISTED
EQM Midstream Partners, LP
EQM
$279K 0.01%
4,750
– –
KB icon
321
KB Financial Group
KB
$41.5B
$277K 0.01%
6,830
– –
SBS icon
322
Sabesp
SBS
$19.9B
$276K 0.01%
125,613
– –
DXCM icon
323
DexCom
DXCM
$28.3B
$273K 0.01%
30,844
+5,616
+22% +$44.4K
EWY icon
324
iShares MSCI South Korea ETF
EWY
$22.5B
$267K 0.01%
4,136
-1,158
-22% -$73.5K
GD icon
325
General Dynamics
GD
$105B
$261K 0.01%
2,735
– –
11 12
13
14 15

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.