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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.04B
AUM Growth
+$31.2M
Cap. Flow
-$210M
Cap. Flow %
-4.16%
Top 10 Hldgs %
28.93%
Holding
477
New
5
Increased
69
Reduced
149
Closed
25

Top Buys

Rank Stock Value
1
IBN icon
ICICI Bank
IBN
+$36.8M
2
CCL icon
Carnival Corporation Ltd
CCL
+$30.1M
3
KT icon
KT
KT
+$24M
4
SYF icon
Synchrony
SYF
+$16.7M
5
BMY icon
Bristol-Myers Squibb
BMY
+$15.9M

Top Sells

Rank Stock Value
1
COF icon
Capital One
COF
+$44.7M
2
APTV icon
Aptiv
APTV
+$25.4M
3
MSFT icon
Microsoft
MSFT
+$21.1M
4
REGN icon
Regeneron Pharmaceuticals
REGN
+$19.3M
5
V icon
Visa
V
+$18.8M

Sector Composition

Rank Sector Weight
1 Healthcare 22.63%
2 Financials 14.52%
3 Industrials 11.35%
4 Technology 10.7%
5 Consumer Discretionary 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
276
Boeing
BA
$165B
$264K 0.01%
1,333
+655
+97% +$122K
AMGN icon
277
Amgen
AMGN
$203B
$263K 0.01%
1,524
– –
SMFG icon
278
Sumitomo Mitsui Financial
SMFG
$166B
$260K 0.01%
33,082
– –
WAT icon
279
Waters Corp
WAT
$36.8B
$252K 0.01%
1,370
-1,375
-50% -$239K
IVV icon
280
iShares Core S&P 500 ETF
IVV
$876B
$248K ﹤0.01%
1,019
– –
APU
281
DELISTED
AmeriGas Partners, L.P.
APU
$242K ﹤0.01%
5,354
– –
SHY icon
282
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$240K ﹤0.01%
2,844
– –
DXCM icon
283
DexCom
DXCM
$27.6B
$228K ﹤0.01%
12,492
– –
CFG icon
284
Citizens Financial Group
CFG
$30.4B
$226K ﹤0.01%
6,328
– –
NUVA
285
DELISTED
NuVasive, Inc.
NUVA
$225K ﹤0.01%
2,927
– –
WOOF
286
DELISTED
VCA Inc.
WOOF
$222K ﹤0.01%
2,401
– –
CDK
287
DELISTED
CDK Global, Inc.
CDK
$221K ﹤0.01%
3,561
– –
AMJ
288
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$220K ﹤0.01%
7,403
– –
STT icon
289
State Street
STT
$50.9B
$217K ﹤0.01%
2,420
-100
-4% -$8.32K
SBUX icon
290
Starbucks
SBUX
$118B
$216K ﹤0.01%
3,704
– –
WPZ
291
DELISTED
Williams Partners L.P.
WPZ
$214K ﹤0.01%
5,327
-202
-4% -$8.09K
FPRX
292
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$210K ﹤0.01%
+6,958
New +$217K
FLIR
293
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$208K ﹤0.01%
5,996
– –
EQM
294
DELISTED
EQM Midstream Partners, LP
EQM
$205K ﹤0.01%
2,739
-75
-3% -$5.61K
TRV icon
295
Travelers Companies
TRV
$80.8B
$198K ﹤0.01%
1,563
– –
CRM icon
296
Salesforce
CRM
$134B
$196K ﹤0.01%
2,267
-230
-9% -$20K
VB icon
297
Vanguard Small-Cap ETF
VB
$79.5B
$191K ﹤0.01%
1,410
– –
LAZ icon
298
Lazard
LAZ
$4.37B
$186K ﹤0.01%
4,025
– –
BX icon
299
Blackstone
BX
$104B
$185K ﹤0.01%
5,545
-455
-8% -$14.3K
CUK
300
DELISTED
Carnival PLC
CUK
$185K ﹤0.01%
2,791
-724
-21% -$45K
10 11
12
13 14

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CCCA
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GL
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TAM
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Rockefeller Financial Services's Q2 2017 Portfolio in Review

As of Q2 2017, Rockefeller Financial Services held 477 positions worth $5.04B, up 0.62% from $5.01B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services withdrew a net $210M in Q2 2017, closing 25 positions and reducing 149 holdings. Its most notable exit was GGP Inc., an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Industrials.

Against the trend, Rockefeller Financial Services opened a new position in Sony worth $1.14M.

  • Rockefeller Financial Services's largest Q2 2017 buy was Sony: 149,795 shares worth $1.14M.
  • Rockefeller Financial Services added most to ICICI Bank in Q2 2017, an estimated $36.8M increase.
  • Rockefeller Financial Services's biggest Q2 2017 reduction was Capital One, cutting an estimated $44.7M.
  • Rockefeller Financial Services fully exited GGP Inc. in Q2 2017, selling an estimated $2.36M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.04B portfolio in Q2 2017.
  • Rockefeller Financial Services opened 5 new positions and closed 25 in Q2 2017.
  • Rockefeller Financial Services's portfolio value rose 0.62% quarter-over-quarter to $5.04B.

Based on Rockefeller Financial Services's 13F filing for Q2 2017, filed 18 Jul 2017.