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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.01B
AUM Growth
+$84.6M
Cap. Flow
-$233M
Cap. Flow %
-4.64%
Top 10 Hldgs %
28.87%
Holding
529
New
16
Increased
80
Reduced
147
Closed
57

Top Buys

Rank Stock Value
1
NFX
Newfield Exploration
NFX
+$28.7M
2
ABT icon
Abbott
ABT
+$26.7M
3
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$22.9M
4
CERN
Cerner Corp
CERN
+$16.9M
5
NKE icon
Nike
NKE
+$13.6M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$59.5M
2
RGA icon
Reinsurance Group of America
RGA
+$34.5M
3
JPM icon
JPMorgan Chase
JPM
+$32.9M
4
COF icon
Capital One
COF
+$28.7M
5
MENT
Mentor Graphics Corp
MENT
+$25.1M

Sector Composition

Rank Sector Weight
1 Healthcare 21.97%
2 Financials 15.07%
3 Industrials 11.07%
4 Technology 10.69%
5 Consumer Discretionary 9.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
276
DELISTED
Magellan Midstream Partners, L.P.
MMP
$314K 0.01%
4,094
– –
ABB
277
DELISTED
ABB Ltd
ABB
$296K 0.01%
12,641
– –
EXPD icon
278
Expeditors International
EXPD
$22.9B
$295K 0.01%
5,230
– –
HASI icon
279
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$288K 0.01%
14,258
– –
VO icon
280
Vanguard Mid-Cap ETF
VO
$106B
$288K 0.01%
+8,268
New +$284K
CHL
281
DELISTED
China Mobile Limited
CHL
$277K 0.01%
5,024
– –
AON icon
282
Aon
AON
$77.3B
$270K 0.01%
2,273
– –
BCR
283
DELISTED
CR Bard Inc.
BCR
$268K 0.01%
1,080
-420
-28% -$101K
DXCM icon
284
DexCom
DXCM
$27.6B
$265K 0.01%
12,492
-1,260
-9% -$24.6K
BAX icon
285
Baxter International
BAX
$11.6B
$260K 0.01%
5,012
– –
VBK icon
286
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$257K 0.01%
+1,825
New +$253K
APU
287
DELISTED
AmeriGas Partners, L.P.
APU
$252K 0.01%
5,354
– –
ECL icon
288
Ecolab
ECL
$75.6B
$251K 0.01%
2,000
– –
AMGN icon
289
Amgen
AMGN
$203B
$250K 0.01%
1,524
-750
-33% -$125K
YUM icon
290
Yum! Brands
YUM
$41B
$249K 0.01%
3,892
– –
HSIC icon
291
Henry Schein
HSIC
$9.74B
$247K ﹤0.01%
3,713
-178
-5% -$11.6K
VRSK icon
292
Verisk Analytics
VRSK
$26.4B
$245K ﹤0.01%
3,022
– –
IVV icon
293
iShares Core S&P 500 ETF
IVV
$876B
$242K ﹤0.01%
1,019
– –
SHY icon
294
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$240K ﹤0.01%
2,844
– –
SMFG icon
295
Sumitomo Mitsui Financial
SMFG
$166B
$240K ﹤0.01%
33,082
– –
AMJ
296
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$239K ﹤0.01%
7,403
– –
RTN
297
DELISTED
Raytheon Company
RTN
$239K ﹤0.01%
1,566
– –
NTRS icon
298
Northern Trust
NTRS
$22.2B
$238K ﹤0.01%
2,750
– –
CDK
299
DELISTED
CDK Global, Inc.
CDK
$231K ﹤0.01%
3,561
– –
WPZ
300
DELISTED
Williams Partners L.P.
WPZ
$226K ﹤0.01%
5,529
– –
10 11
12
13 14

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CCCA
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GL
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TAM
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Rockefeller Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Rockefeller Financial Services held 529 positions worth $5.01B, up 1.7% from $4.92B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Financial Services withdrew a net $233M in Q1 2017, closing 57 positions and reducing 147 holdings. Its most notable exit was St Jude Medical, an estimated $59.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

Against the trend, Rockefeller Financial Services opened a new position in Newfield Exploration worth $27.3M.

  • Rockefeller Financial Services's largest Q1 2017 buy was Newfield Exploration: 738,424 shares worth $27.3M.
  • Rockefeller Financial Services added most to Abbott in Q1 2017, an estimated $26.7M increase.
  • Rockefeller Financial Services's biggest Q1 2017 reduction was Reinsurance Group of America, cutting an estimated $34.5M.
  • Rockefeller Financial Services fully exited St Jude Medical in Q1 2017, selling an estimated $59.5M.
  • Rockefeller Financial Services's ten largest holdings make up 29% of its $5.01B portfolio in Q1 2017.
  • Rockefeller Financial Services opened 16 new positions and closed 57 in Q1 2017.
  • Rockefeller Financial Services's portfolio value rose 1.7% quarter-over-quarter to $5.01B.

Based on Rockefeller Financial Services's 13F filing for Q1 2017, filed 28 Apr 2017.