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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
276
DELISTED
Praxair Inc
PX
$331K 0.01%
2,740
-51
-2% -$6.04K
INCY icon
277
Incyte
INCY
$23.5B
$330K 0.01%
3,505
-1,111
-24% -$93.6K
SNN icon
278
Smith & Nephew
SNN
$12.9B
$330K 0.01%
10,059
– –
MSEX icon
279
Middlesex Water
MSEX
$1.05B
$319K 0.01%
9,047
-2,174
-19% -$82.1K
CHL
280
DELISTED
China Mobile Limited
CHL
$309K 0.01%
5,024
-7,827
-61% -$480K
UNF icon
281
Unifirst Corp
UNF
$5.32B
$308K 0.01%
2,335
– –
DGX icon
282
Quest Diagnostics
DGX
$25.1B
$304K 0.01%
3,591
-446
-11% -$37.5K
DXCM icon
283
DexCom
DXCM
$27.6B
$301K 0.01%
13,752
+6,144
+81% +$137K
MMP
284
DELISTED
Magellan Midstream Partners, L.P.
MMP
$289K 0.01%
4,094
– –
NUVA
285
DELISTED
NuVasive, Inc.
NUVA
$288K 0.01%
4,320
-1,899
-31% -$121K
ABB
286
DELISTED
ABB Ltd
ABB
$285K 0.01%
12,641
+579
+5% +$12.4K
MHK icon
287
Mohawk Industries
MHK
$6.9B
$279K 0.01%
1,395
– –
BKNG icon
288
Booking.com
BKNG
$138B
$275K 0.01%
4,675
– –
EXPD icon
289
Expeditors International
EXPD
$22.9B
$269K 0.01%
5,230
– –
AIG icon
290
American International
AIG
$41.9B
$268K 0.01%
4,512
– –
ATRC icon
291
AtriCure
ATRC
$1.77B
$261K 0.01%
16,480
– –
MO icon
292
Altria Group
MO
$122B
$254K 0.01%
4,021
– –
HSIC icon
293
Henry Schein
HSIC
$9.74B
$249K 0.01%
3,891
-457
-11% -$30.3K
VRSK icon
294
Verisk Analytics
VRSK
$26.4B
$246K 0.01%
3,022
– –
BOND icon
295
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$244K 0.01%
2,257
+16
+0.7% +$1.72K
ECL icon
296
Ecolab
ECL
$75.6B
$243K 0.01%
2,000
– –
BAX icon
297
Baxter International
BAX
$11.6B
$239K 0.01%
5,012
-6,870
-58% -$324K
BSX icon
298
Boston Scientific
BSX
$65.8B
$237K ﹤0.01%
9,937
-1,003
-9% -$23.9K
AMJ
299
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$233K ﹤0.01%
7,403
– –
UHS icon
300
Universal Health Services
UHS
$9.43B
$227K ﹤0.01%
1,843
– –
10 11
12
13 14

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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.