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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
276
American Water Works
AWK
$26.3B
$395K 0.01%
8,711
+163
+2% +$7.05K
AMP icon
277
Ameriprise Financial
AMP
$47.6B
$391K 0.01%
3,550
– –
WCN
278
Waste Connections
WCN
$42.7B
$389K 0.01%
13,289
– –
IVV icon
279
iShares Core S&P 500 ETF
IVV
$869B
$385K 0.01%
2,048
+1,562
+321% +$288K
CIT
280
DELISTED
CIT Group Inc.
CIT
$375K 0.01%
7,650
– –
RDS.B
281
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$371K 0.01%
4,756
-67
-1% -$5.08K
PHM icon
282
Pultegroup
PHM
$24.9B
$369K 0.01%
19,230
– –
CTSH icon
283
Cognizant
CTSH
$22.3B
$358K 0.01%
7,066
– –
APD icon
284
Air Products & Chemicals
APD
$65.2B
$357K 0.01%
3,243
– –
SZYM
285
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$356K 0.01%
30,647
– –
FRC
286
DELISTED
First Republic Bank
FRC
$344K 0.01%
6,370
– –
CB
287
DELISTED
CHUBB CORPORATION
CB
$339K 0.01%
3,800
-2,370
-38% -$207K
BNS icon
288
Scotiabank
BNS
$106B
$335K 0.01%
6,210
– –
EQM
289
DELISTED
EQM Midstream Partners, LP
EQM
$334K 0.01%
4,750
– –
EMC
290
DELISTED
EMC CORPORATION
EMC
$331K 0.01%
12,077
– –
PRE
291
DELISTED
PARTNERRE LTD
PRE
$331K 0.01%
3,200
– –
BSJF
292
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$331K 0.01%
12,263
– –
BSJE
293
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$327K 0.01%
12,327
– –
STI
294
DELISTED
SunTrust Banks, Inc.
STI
$326K 0.01%
8,190
– –
CCC
295
DELISTED
Calgon Carbon Corp
CCC
$325K 0.01%
14,900
– –
UBSI icon
296
United Bankshares
UBSI
$6.57B
$324K 0.01%
10,588
– –
MHK icon
297
Mohawk Industries
MHK
$7.05B
$323K 0.01%
2,375
– –
IONS icon
298
Ionis Pharmaceuticals
IONS
$9.25B
$321K 0.01%
7,432
-4,191
-36% -$203K
NEM icon
299
Newmont
NEM
$98.5B
$321K 0.01%
13,706
+1,090
+9% +$25.9K
WTRG icon
300
Essential Utilities
WTRG
$11.2B
$314K 0.01%
12,512
+2,996
+31% +$72.3K
10 11
12
13 14

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CCCA
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GL
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TAM
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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.