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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBST
276
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$409K 0.01%
6,440
+2,286
+55% +$138K
THC icon
277
Tenet Healthcare
THC
$21B
$408K 0.01%
9,906
+728
+8% +$30.5K
LIFE
278
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$407K 0.01%
5,436
– –
MSGS icon
279
Madison Square Garden
MSGS
$9.57B
$405K 0.01%
9,779
– –
MMP
280
DELISTED
Magellan Midstream Partners, L.P.
MMP
$403K 0.01%
7,150
– –
WCN
281
Waste Connections
WCN
$42.7B
$402K 0.01%
13,289
– –
LAZ icon
282
Lazard
LAZ
$4.23B
$397K 0.01%
11,030
– –
DAR icon
283
Darling Ingredients
DAR
$9.62B
$395K 0.01%
18,648
+52
+0.3% +$1.06K
NEM icon
284
Newmont
NEM
$98.5B
$391K 0.01%
13,916
+230
+2% +$6.82K
CB icon
285
Chubb
CB
$139B
$389K 0.01%
4,160
– –
ECH icon
286
iShares MSCI Chile ETF
ECH
$1.01B
$389K 0.01%
+7,750
New +$389K
STT icon
287
State Street
STT
$50.7B
$385K 0.01%
5,843
– –
APD icon
288
Air Products & Chemicals
APD
$65.2B
$384K 0.01%
3,892
– –
DHR icon
289
Danaher
DHR
$138B
$377K 0.01%
8,082
– –
CIT
290
DELISTED
CIT Group Inc.
CIT
$373K 0.01%
7,650
– –
AWK icon
291
American Water Works
AWK
$26.3B
$353K 0.01%
8,548
– –
BNS icon
292
Scotiabank
BNS
$106B
$331K 0.01%
6,210
+2,680
+76% +$140K
EWY icon
293
iShares MSCI South Korea ETF
EWY
$22.5B
$326K 0.01%
5,294
-1,660
-24% -$95K
AMP icon
294
Ameriprise Financial
AMP
$47.6B
$323K 0.01%
3,550
– –
AMTD
295
DELISTED
TD Ameritrade Holding Corp
AMTD
$323K 0.01%
12,330
– –
LNKD
296
DELISTED
LinkedIn Corporation
LNKD
$322K 0.01%
1,310
– –
AGG icon
297
iShares Core US Aggregate Bond ETF
AGG
$138B
$321K 0.01%
2,991
– –
AMLP icon
298
Alerian MLP ETF
AMLP
$12.7B
$320K 0.01%
3,639
– –
PHM icon
299
Pultegroup
PHM
$24.9B
$317K 0.01%
19,230
– –
EMC
300
DELISTED
EMC CORPORATION
EMC
$315K 0.01%
12,317
– –
10 11
12
13 14

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GP
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.