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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
251
HCA Healthcare
HCA
$84.8B
$494K 0.01%
6,674
+2,178
+48% +$163K
VZ icon
252
Verizon
VZ
$194B
$494K 0.01%
9,265
+200
+2% +$10K
AL
253
DELISTED
Air Lease Corp
AL
$481K 0.01%
+14,000
New +$461K
CCK icon
254
Crown Holdings
CCK
$12.8B
$478K 0.01%
9,093
– –
TILE icon
255
Interface
TILE
$1.91B
$478K 0.01%
25,778
– –
GUNR icon
256
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$473K 0.01%
16,500
– –
ITM icon
257
VanEck Intermediate Muni ETF
ITM
$2.14B
$470K 0.01%
10,132
– –
GWW icon
258
W.W. Grainger
GWW
$65.3B
$464K 0.01%
2,000
– –
SYY icon
259
Sysco
SYY
$39.7B
$464K 0.01%
8,370
– –
DVA icon
260
DaVita
DVA
$15.1B
$462K 0.01%
7,200
– –
ZBH icon
261
Zimmer Biomet
ZBH
$17.7B
$454K 0.01%
4,532
-58
-1% -$6.22K
CXO
262
DELISTED
CONCHO RESOURCES INC.
CXO
$451K 0.01%
3,400
– –
APD icon
263
Air Products & Chemicals
APD
$66.3B
$443K 0.01%
3,080
-163
-5% -$22.8K
WPX
264
DELISTED
WPX Energy, Inc.
WPX
$437K 0.01%
+30,000
New +$397K
NATI
265
DELISTED
National Instruments Corp
NATI
$435K 0.01%
14,121
– –
TD icon
266
Toronto Dominion Bank
TD
$198B
$434K 0.01%
8,803
– –
OII icon
267
Oceaneering
OII
$5.25B
$408K 0.01%
14,460
– –
KMB icon
268
Kimberly-Clark
KMB
$36.4B
$399K 0.01%
3,500
– –
MSGS icon
269
Madison Square Garden
MSGS
$9.54B
$399K 0.01%
3,260
– –
NLY icon
270
Annaly Capital Management
NLY
$16.9B
$396K 0.01%
9,919
-1,798,111
-99% -$73.1M
ALNY icon
271
Alnylam Pharmaceuticals
ALNY
$36.3B
$393K 0.01%
10,493
+8,591
+452% +$360K
MNK
272
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$387K 0.01%
7,767
-1,023,488
-99% -$60.3M
WAT icon
273
Waters Corp
WAT
$36.8B
$369K 0.01%
2,745
-1,481
-35% -$211K
INTU icon
274
Intuit
INTU
$81.1B
$367K 0.01%
3,200
– –
AMCX icon
275
AMC Global Media
AMCX
$430M
$365K 0.01%
6,975
– –
9 10
11
12 13

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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.