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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MJN
251
DELISTED
Mead Johnson Nutrition Company
MJN
$630K 0.01%
7,512
– –
DE icon
252
Deere & Co
DE
$169B
$628K 0.01%
6,881
+6,281
+1,047% +$532K
COV
253
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$611K 0.01%
8,970
-737,549
-99% -$48M
IAU icon
254
iShares Gold Trust
IAU
$63.4B
$604K 0.01%
25,850
-1,700
-6% -$42K
CB
255
DELISTED
CHUBB CORPORATION
CB
$596K 0.01%
6,170
– –
MTD icon
256
Mettler-Toledo International
MTD
$27B
$577K 0.01%
2,380
– –
STIP icon
257
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$577K 0.01%
+5,710
New +$578K
CGNX icon
258
Cognex
CGNX
$10.2B
$572K 0.01%
29,984
– –
HSIC icon
259
Henry Schein
HSIC
$9.64B
$568K 0.01%
12,679
+561
+5% +$24.5K
JAZZ icon
260
Jazz Pharmaceuticals
JAZZ
$16B
$566K 0.01%
4,476
-1,121
-20% -$116K
C icon
261
Citigroup
C
$223B
$560K 0.01%
10,750
– –
NTRS icon
262
Northern Trust
NTRS
$22.4B
$552K 0.01%
8,920
– –
FCX icon
263
Freeport-McMoran
FCX
$90.2B
$531K 0.01%
14,078
-80
-0.6% -$2.84K
AON icon
264
Aon
AON
$78.4B
$523K 0.01%
6,230
– –
ITM icon
265
VanEck Intermediate Muni ETF
ITM
$2.14B
$510K 0.01%
11,585
– –
CTRX
266
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$508K 0.01%
+10,707
New +$505K
TJX icon
267
TJX Companies
TJX
$173B
$501K 0.01%
+15,726
New +$477K
LAZ icon
268
Lazard
LAZ
$4.23B
$500K 0.01%
11,030
– –
CVC
269
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$500K 0.01%
27,900
– –
FITB
270
Fifth Third Bancorp
FITB
$51.7B
$495K 0.01%
23,550
– –
EL icon
271
Estee Lauder
EL
$30.1B
$492K 0.01%
6,536
– –
PNR icon
272
Pentair
PNR
$10.2B
$491K 0.01%
9,421
– –
USB icon
273
US Bancorp
USB
$98.9B
$484K 0.01%
11,970
– –
AMCX icon
274
AMC Global Media
AMCX
$445M
$475K 0.01%
6,975
– –
LLY icon
275
Eli Lilly
LLY
$1.07T
$474K 0.01%
9,293
-10,189
-52% -$510K
9 10
11
12 13

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GL
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TAM
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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.