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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVGS icon
226
Navigator Holdings
NVGS
$1.34B
$651K 0.01%
+70,000
New +$578K
CB icon
227
Chubb
CB
$140B
$645K 0.01%
4,884
– –
VT icon
228
Vanguard Total World Stock ETF
VT
$76.3B
$616K 0.01%
10,100
– –
EL icon
229
Estee Lauder
EL
$29B
$595K 0.01%
7,785
– –
WTRG icon
230
Essential Utilities
WTRG
$11.2B
$594K 0.01%
19,761
– –
MIDU icon
231
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$73.7M
$585K 0.01%
18,000
– –
FMX icon
232
Fomento Económico Mexicano
FMX
$43.3B
$583K 0.01%
7,644
– –
HDB icon
233
HDFC Bank
HDB
$119B
$583K 0.01%
38,436
– –
EWJ icon
234
iShares MSCI Japan ETF
EWJ
$21.7B
$575K 0.01%
11,773
-1
-0% -$50
STIP icon
235
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$575K 0.01%
5,710
– –
RDS.B
236
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$569K 0.01%
9,815
– –
CCC
237
DELISTED
Calgon Carbon Corp
CCC
$567K 0.01%
33,330
+2,053
+7% +$34.3K
HP icon
238
Helmerich & Payne
HP
$3.53B
$557K 0.01%
7,200
– –
PSX icon
239
Phillips 66
PSX
$82.9B
$554K 0.01%
6,417
– –
CIB icon
240
Grupo Cibest SA
CIB
$20.4B
$549K 0.01%
14,959
– –
IBN icon
241
ICICI Bank
IBN
$106B
$544K 0.01%
79,838
– –
NOV icon
242
NOV
NOV
$7.45B
$541K 0.01%
14,440
+3,373
+30% +$123K
ITRI icon
243
Itron
ITRI
$3.73B
$530K 0.01%
8,436
– –
MJN
244
DELISTED
Mead Johnson Nutrition Company
MJN
$526K 0.01%
7,435
– –
NVTR
245
DELISTED
Nuvectra Corporation Common Stock
NVTR
$524K 0.01%
104,185
+904
+0.9% +$5.09K
ING icon
246
ING
ING
$93.8B
$522K 0.01%
+37,011
New +$499K
DD icon
247
DuPont de Nemours
DD
$18.6B
$509K 0.01%
3,512
+95
+3% +$13.2K
HAR
248
DELISTED
Harman International Industries
HAR
$500K 0.01%
4,497
– –
VLO icon
249
Valero Energy
VLO
$89.8B
$496K 0.01%
7,261
– –
IOO icon
250
iShares Global 100 ETF
IOO
$8.56B
$495K 0.01%
12,898
– –
8 9
10
11 12

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AP
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CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
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GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
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GL
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TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.