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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
226
iShares MSCI Japan ETF
EWJ
$21.7B
$591K 0.01%
11,774
+2,092
+22% +$102K
MJN
227
DELISTED
Mead Johnson Nutrition Company
MJN
$587K 0.01%
7,435
– –
CIB icon
228
Grupo Cibest SA
CIB
$20.4B
$584K 0.01%
14,959
– –
ZBH icon
229
Zimmer Biomet
ZBH
$17.7B
$579K 0.01%
4,590
+58
+1% +$7.17K
STIP icon
230
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$577K 0.01%
5,710
– –
MET icon
231
MetLife
MET
$61B
$565K 0.01%
14,266
-8,968
-39% -$337K
IBN icon
232
ICICI Bank
IBN
$106B
$542K 0.01%
79,838
– –
BAC icon
233
Bank of America
BAC
$435B
$533K 0.01%
34,088
– –
C icon
234
Citigroup
C
$222B
$527K 0.01%
11,148
-14,509
-57% -$660K
TTEK icon
235
Tetra Tech
TTEK
$8.23B
$527K 0.01%
74,300
– –
CCK icon
236
Crown Holdings
CCK
$12.8B
$519K 0.01%
9,093
– –
RDS.B
237
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$519K 0.01%
9,815
-2,505
-20% -$134K
PSX icon
238
Phillips 66
PSX
$82.9B
$517K 0.01%
6,417
-140
-2% -$10.9K
ITM icon
239
VanEck Intermediate Muni ETF
ITM
$2.14B
$498K 0.01%
10,132
– –
MIDU icon
240
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$73.7M
$489K 0.01%
18,000
– –
LLY icon
241
Eli Lilly
LLY
$1.07T
$487K 0.01%
6,070
– –
HP icon
242
Helmerich & Payne
HP
$3.53B
$485K 0.01%
7,200
– –
IOO icon
243
iShares Global 100 ETF
IOO
$8.56B
$483K 0.01%
12,898
– –
DVA icon
244
DaVita
DVA
$15.1B
$476K 0.01%
7,200
– –
CCC
245
DELISTED
Calgon Carbon Corp
CCC
$474K 0.01%
31,277
– –
VZ icon
246
Verizon
VZ
$194B
$471K 0.01%
9,065
– –
ITRI icon
247
Itron
ITRI
$3.73B
$470K 0.01%
8,436
– –
CXO
248
DELISTED
CONCHO RESOURCES INC.
CXO
$467K 0.01%
3,400
– –
GUNR icon
249
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$454K 0.01%
16,500
– –
APD icon
250
Air Products & Chemicals
APD
$66.3B
$451K 0.01%
3,243
– –
8 9
10
11 12

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.