We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETM
226
DELISTED
PETSMART INC
PETM
$1.01M 0.02%
13,214
– –
VEU icon
227
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$996K 0.02%
20,500
– –
SYK icon
228
Stryker
SYK
$129B
$989K 0.02%
14,636
+2,088
+17% +$144K
LLY icon
229
Eli Lilly
LLY
$1.07T
$981K 0.02%
19,482
-1,197
-6% -$62.7K
NSC icon
230
Norfolk Southern
NSC
$77.1B
$942K 0.02%
12,180
– –
LVS icon
231
Las Vegas Sands
LVS
$31.6B
$936K 0.02%
14,089
+316
+2% +$18.3K
ED icon
232
Consolidated Edison
ED
$41.1B
$928K 0.02%
16,830
– –
WAT icon
233
Waters Corp
WAT
$36.4B
$919K 0.02%
8,653
+2,276
+36% +$233K
TWX
234
DELISTED
Time Warner Inc
TWX
$888K 0.02%
14,081
-8
-0.1% -$478
HCA icon
235
HCA Healthcare
HCA
$86.4B
$860K 0.02%
20,111
+772
+4% +$30.2K
V icon
236
Visa
V
$689B
$841K 0.02%
17,600
– –
CI icon
237
Cigna
CI
$77B
$838K 0.02%
10,905
– –
IGSB icon
238
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$807K 0.02%
15,334
– –
GLW icon
239
Corning
GLW
$123B
$791K 0.02%
54,181
– –
CERN
240
DELISTED
Cerner Corp
CERN
$788K 0.02%
14,986
+860
+6% +$41.9K
RWX icon
241
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$771K 0.02%
+18,300
New +$746K
ATHN
242
DELISTED
Athenahealth, Inc.
ATHN
$753K 0.02%
6,939
– –
HSP
243
DELISTED
HOSPIRA INC
HSP
$753K 0.02%
19,208
+1,023
+6% +$40.8K
HPQ icon
244
HP
HPQ
$24.3B
$746K 0.02%
78,175
-3,463,244
-98% -$38.2M
TWC
245
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$719K 0.02%
6,440
-1,619
-20% -$182K
ILMN icon
246
Illumina
ILMN
$28.7B
$716K 0.02%
9,112
+964
+12% +$73.7K
IAU icon
247
iShares Gold Trust
IAU
$63.4B
$711K 0.02%
27,550
+820
+3% +$21.2K
SYY icon
248
Sysco
SYY
$40.2B
$707K 0.02%
22,232
– –
AGN
249
DELISTED
Allergan Inc
AGN
$705K 0.02%
7,800
+741
+10% +$66.5K
PHI icon
250
PLDT
PHI
$4.26B
$674K 0.02%
+9,938
New +$671K
8 9
10
11 12

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.