PCM

Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 18.13%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+18.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$164M
AUM Growth
+$19.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
160
New
Increased
Reduced
Closed

Top Buys

1
+$5.36M
2
+$435K
3
+$352K
4
REGN icon
Regeneron Pharmaceuticals
REGN
+$342K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$305K

Top Sells

1
+$428K
2
+$308K
3
+$278K
4
SWK icon
Stanley Black & Decker
SWK
+$234K
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$217K

Sector Composition

1 Financials 11.4%
2 Energy 7.23%
3 Technology 6.62%
4 Consumer Discretionary 6.55%
5 Healthcare 4.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$147K 0.09%
10,059
152
$141K 0.09%
15,000
153
$119K 0.07%
16,510
-3,052
154
$118K 0.07%
+11,850
155
– –
-11,365
156
– –
-1,333
157
– –
-4,183
158
– –
-4,199
159
– –
-22,500
160
– –
-12,000
3 4 5 6
7