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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+5.82%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$164M
AUM Growth
+$19.9M
Cap. Flow
+$6.86M
Cap. Flow %
4.18%
Top 10 Hldgs %
37.53%
Holding
160
New
12
Increased
45
Reduced
47
Closed
6

Top Buys

Rank Stock Value
1
CRGY icon
Crescent Energy
CRGY
+$5.36M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$435K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$352K
4
REGN icon
Regeneron Pharmaceuticals
REGN
+$342K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$305K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$428K
2
EPD icon
Enterprise Products Partners
EPD
+$308K
3
COP icon
ConocoPhillips
COP
+$278K
4
SWK icon
Stanley Black & Decker
SWK
+$234K
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$217K

Sector Composition

Rank Sector Weight
1 Financials 11.4%
2 Energy 7.23%
3 Technology 6.62%
4 Consumer Discretionary 6.55%
5 Healthcare 4.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
151
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$147K 0.09%
10,059
– –
IHIT
152
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$141K 0.09%
15,000
– –
KMF
153
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$119K 0.07%
16,510
-3,052
-16% -$22.6K
CHW
154
Calamos Global Dynamic Income Fund
CHW
$516M
$118K 0.07%
+11,850
New +$119K
KYN icon
155
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
– –
-11,365
Closed -$91K
SWK icon
156
Stanley Black & Decker
SWK
$14.5B
– –
-1,333
Closed -$234K
TOTL icon
157
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
– –
-4,183
Closed -$202K
TRGP icon
158
Targa Resources
TRGP
$56.8B
– –
-4,199
Closed -$207K
FIV
159
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-22,500
Closed -$217K
JHB
160
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-12,000
Closed -$113K
3 4 5 6
7

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Pointe Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Pointe Capital Management held 160 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Pointe Capital Management deployed $6.86M of net new capital in Q4 2021, opening 12 new positions and adding to 45 existing holdings. Its largest new stake was Crescent Energy: 387,843 shares worth $4.92M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Alerian MLP ETF, an estimated $428K trimmed.

  • Pointe Capital Management's largest Q4 2021 buy was Crescent Energy: 387,843 shares worth $4.92M.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q4 2021, an estimated $435K increase.
  • Pointe Capital Management's biggest Q4 2021 reduction was Alerian MLP ETF, cutting an estimated $428K.
  • Pointe Capital Management fully exited Stanley Black & Decker in Q4 2021, selling an estimated $234K.
  • Pointe Capital Management's ten largest holdings make up 38% of its $164M portfolio in Q4 2021.
  • Pointe Capital Management opened 12 new positions and closed 6 in Q4 2021.
  • Pointe Capital Management's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Pointe Capital Management's 13F filing for Q4 2021, filed 11 Feb 2022.