We are live on ! Find out more
PCM

Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$118M
AUM Growth
-$3.38M
Cap. Flow
-$8.16M
Cap. Flow %
-6.91%
Top 10 Hldgs %
29.81%
Holding
150
New
3
Increased
22
Reduced
68
Closed
12

Top Buys

Rank Stock Value
1
CTVA icon
Corteva
CTVA
+$253K
2
C icon
Citigroup
C
+$242K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$233K
4
SCHW
Charles Schwab
SCHW
+$227K
5
PM icon
Philip Morris
PM
+$156K

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$2.04M
2
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$417K
3
CDL icon
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
+$412K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$397K
5
DD icon
DuPont de Nemours
DD
+$380K

Sector Composition

Rank Sector Weight
1 Energy 15%
2 Financials 12.58%
3 Technology 7.23%
4 Consumer Discretionary 5.45%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.07T
$5.49M 4.65%
26,381
-999
-4% -$206K
VYM icon
2
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.73M 4%
53,282
+1,405
+3% +$123K
VCSH icon
3
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.71M 3.14%
45,789
+1,330
+3% +$107K
ETY icon
4
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$3.46M 2.93%
291,142
-14,425
-5% -$172K
ORCL icon
5
Oracle
ORCL
$331B
$3.46M 2.93%
6,262
– –
IGSB icon
6
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$3.16M 2.67%
58,824
+2,187
+4% +$117K
LEN icon
7
Lennar Class A
LEN
$20.4B
$2.94M 2.49%
5,438
– –
AMLP icon
8
Alerian MLP ETF
AMLP
$13B
$2.84M 2.4%
62,062
+844
+1% +$39.9K
CSQ icon
9
Calamos Strategic Total Return Fund
CSQ
$3.21B
$2.78M 2.36%
218,600
-12,523
-5% -$160K
IEMG icon
10
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$2.63M 2.22%
53,556
-97
-0.2% -$4.81K
EPD icon
11
Enterprise Products Partners
EPD
$83.8B
$2.54M 2.15%
88,941
-8,413
-9% -$245K
SHY icon
12
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.48M 2.1%
29,191
+2,745
+10% +$233K
NFJ
13
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$2.42M 2.05%
198,123
-18,942
-9% -$233K
EFAV icon
14
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$2.1M 1.78%
28,711
+4
+0% +$290
EXG icon
15
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$2.08M 1.76%
252,843
-24,268
-9% -$199K
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$122B
$1.83M 1.55%
45,916
+2,352
+5% +$94.3K
RTX icon
17
RTX Corp
RTX
$287B
$1.8M 1.53%
20,980
-1,301
-6% -$108K
OKE icon
18
Oneok
OKE
$58.7B
$1.76M 1.49%
23,842
-4,486
-16% -$317K
ET icon
19
Energy Transfer Partners
ET
$70.1B
$1.71M 1.45%
130,847
-12,042
-8% -$168K
MMP
20
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.69M 1.43%
25,488
-2,922
-10% -$192K
MSFT icon
21
Microsoft
MSFT
$2.84T
$1.61M 1.36%
11,555
+984
+9% +$135K
BLW icon
22
BlackRock Limited Duration Income Trust
BLW
$491M
$1.6M 1.36%
102,704
-381
-0.4% -$5.86K
BSV icon
23
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.56M 1.32%
19,283
-630
-3% -$50.8K
MPLX icon
24
MPLX
MPLX
$59.5B
$1.48M 1.25%
52,746
+3,909
+8% +$115K
PAA icon
25
Plains All American Pipeline
PAA
$17.4B
$1.38M 1.17%
66,413
-7,098
-10% -$161K
1
2 3 4 5

Similar funds

BSA
Bull Street Advisors Savannah, Georgia $202M AUM 11.06% 1-Year Est. Return
HWMO
Heritage Wealth Management (Ohio) Cincinnati, Ohio $202M AUM 23.85% 1-Year Est. Return
MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return

Pointe Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Pointe Capital Management held 150 positions worth $118M, down 2.8% from $121M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management withdrew a net $8.16M in Q3 2019, closing 12 positions and reducing 68 holdings. Its most notable exit was Invesco CurrencyShares British Pound Sterling Trust, an estimated $417K position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, down from 18% a quarter earlier, followed by Financials and Technology.

Against the trend, Pointe Capital Management opened a new position in Corteva worth $245K.

  • Pointe Capital Management's largest Q3 2019 buy was Corteva: 8,755 shares worth $245K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2019, an estimated $233K increase.
  • Pointe Capital Management's biggest Q3 2019 reduction was iShares Russell 2000 Value ETF, cutting an estimated $2.04M.
  • Pointe Capital Management fully exited Invesco CurrencyShares British Pound Sterling Trust in Q3 2019, selling an estimated $417K.
  • Pointe Capital Management's ten largest holdings make up 30% of its $118M portfolio in Q3 2019.
  • Pointe Capital Management opened 3 new positions and closed 12 in Q3 2019.
  • Pointe Capital Management's portfolio value fell 2.8% quarter-over-quarter to $118M.

Based on Pointe Capital Management's 13F filing for Q3 2019, filed 13 Nov 2019.