We are live on ! Find out more
PCM

Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+12.23%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$117M
AUM Growth
+$2.88M
Cap. Flow
-$9.41M
Cap. Flow %
-8.02%
Top 10 Hldgs %
36.37%
Holding
144
New
13
Increased
15
Reduced
88
Closed
5

Top Buys

Rank Stock Value
1
QQQJ icon
Invesco NASDAQ Next Gen 100 ETF
QQQJ
+$505K
2
BA icon
Boeing
BA
+$478K
3
VUG icon
Vanguard Growth ETF
VUG
+$458K
4
VTV icon
Vanguard Value ETF
VTV
+$346K
5
SCHW
Charles Schwab
SCHW
+$245K

Top Sells

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.96M
2
AMLP icon
Alerian MLP ETF
AMLP
+$999K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$813K
4
AAPL icon
Apple
AAPL
+$377K
5
MSFT icon
Microsoft
MSFT
+$363K

Sector Composition

Rank Sector Weight
1 Financials 12.54%
2 Technology 6.35%
3 Energy 5.55%
4 Healthcare 4.75%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
1
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$6.71M 5.72%
121,596
+556
+0.5% +$30.6K
VYM icon
2
Vanguard High Dividend Yield ETF
VYM
$81.1B
$6.33M 5.4%
69,178
-1,713
-2% -$149K
BRK.B icon
3
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.53M 3.86%
19,535
-1,364
-7% -$300K
VCSH icon
4
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$4.33M 3.69%
52,004
+1,372
+3% +$114K
IEMG icon
5
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.98M 3.39%
64,137
-524
-0.8% -$30.2K
IWF icon
6
iShares Russell 1000 Growth ETF
IWF
$122B
$3.93M 3.35%
65,160
-772
-1% -$43.9K
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.73M 3.18%
43,139
+406
+1% +$35.1K
IGIB icon
8
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.37M 2.87%
54,532
– –
CSQ icon
9
Calamos Strategic Total Return Fund
CSQ
$3.21B
$2.99M 2.55%
189,400
-3,061
-2% -$44.5K
ETY icon
10
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$2.76M 2.36%
225,446
-13,458
-6% -$156K
AAPL icon
11
Apple
AAPL
$4.89T
$2.24M 1.91%
16,904
-3,133
-16% -$377K
EXG icon
12
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$2.02M 1.72%
229,975
-12,981
-5% -$105K
NFJ
13
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$2M 1.71%
148,851
-13,992
-9% -$176K
AMZN icon
14
Amazon
AMZN
$2.5T
$1.97M 1.68%
12,100
-620
-5% -$98.9K
MSFT icon
15
Microsoft
MSFT
$2.84T
$1.96M 1.67%
8,828
-1,687
-16% -$363K
BLW icon
16
BlackRock Limited Duration Income Trust
BLW
$491M
$1.48M 1.26%
92,902
+5,163
+6% +$78.7K
JPM icon
17
JPMorgan Chase
JPM
$939B
$1.35M 1.16%
10,662
– –
COST icon
18
Costco
COST
$415B
$1.34M 1.14%
3,550
– –
RTX icon
19
RTX Corp
RTX
$287B
$1.27M 1.09%
17,815
-911
-5% -$59.9K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.23M 1.05%
14,809
-782
-5% -$64.8K
EPD icon
21
Enterprise Products Partners
EPD
$83.8B
$1.16M 0.99%
59,214
-9,478
-14% -$176K
EFAV icon
22
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.13M 0.96%
15,320
-42,036
-73% -$2.96M
GLD icon
23
SPDR Gold Trust
GLD
$131B
$1.09M 0.93%
6,140
-137
-2% -$24.1K
AMLP icon
24
Alerian MLP ETF
AMLP
$13B
$1.09M 0.93%
42,566
-41,571
-49% -$999K
HACK icon
25
Amplify Cybersecurity ETF
HACK
$2.63B
$1.06M 0.9%
18,425
-640
-3% -$32.3K
1
2 3 4 5

Similar funds

BSA
Bull Street Advisors Savannah, Georgia $202M AUM 11.06% 1-Year Est. Return
HWMO
Heritage Wealth Management (Ohio) Cincinnati, Ohio $202M AUM 23.85% 1-Year Est. Return
MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return

Pointe Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Pointe Capital Management held 144 positions worth $117M, up 2.5% from $114M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Pointe Capital Management withdrew a net $9.41M in Q4 2020, closing 5 positions and reducing 88 holdings. Its most notable exit was Ford, an estimated $342K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Pointe Capital Management opened a new position in Invesco NASDAQ Next Gen 100 ETF worth $551K.

  • Pointe Capital Management's largest Q4 2020 buy was Invesco NASDAQ Next Gen 100 ETF: 17,853 shares worth $551K.
  • Pointe Capital Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2020, an estimated $114K increase.
  • Pointe Capital Management's biggest Q4 2020 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.96M.
  • Pointe Capital Management fully exited Ford in Q4 2020, selling an estimated $342K.
  • Pointe Capital Management's ten largest holdings make up 36% of its $117M portfolio in Q4 2020.
  • Pointe Capital Management opened 13 new positions and closed 5 in Q4 2020.
  • Pointe Capital Management's portfolio value rose 2.5% quarter-over-quarter to $117M.

Based on Pointe Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.