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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$125M
AUM Growth
-$10.7M
Cap. Flow
-$12.3M
Cap. Flow %
-9.82%
Top 10 Hldgs %
28.88%
Holding
159
New
6
Increased
24
Reduced
101
Closed
12

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.11M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.04M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$763K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$602K
5
IWN icon
iShares Russell 2000 Value ETF
IWN
+$522K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$3.02M
2
MCEP
Mid-Con Energy Partners, LP
MCEP
+$912K
3
III icon
Information Services Group
III
+$643K
4
PAA icon
Plains All American Pipeline
PAA
+$618K
5
MPLX icon
MPLX
MPLX
+$609K

Sector Composition

Rank Sector Weight
1 Energy 21.57%
2 Financials 12.75%
3 Technology 4.05%
4 Healthcare 3.86%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.07T
$5.49M 4.39%
27,682
-1,783
-6% -$339K
ETY icon
2
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$4.26M 3.41%
349,616
-28,253
-7% -$335K
VYM icon
3
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.65M 2.92%
42,663
+4,935
+13% +$413K
EPD icon
4
Enterprise Products Partners
EPD
$83.8B
$3.64M 2.91%
137,194
-22,154
-14% -$561K
AMLP icon
5
Alerian MLP ETF
AMLP
$13B
$3.61M 2.89%
66,877
+20,840
+45% +$1.11M
CSQ icon
6
Calamos Strategic Total Return Fund
CSQ
$3.21B
$3.44M 2.75%
284,984
-29,977
-10% -$366K
BSV icon
7
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.25M 2.6%
41,135
-1,605
-4% -$128K
VCSH icon
8
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.04M 2.43%
38,314
+13,071
+52% +$1.04M
EXG icon
9
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$3.02M 2.42%
322,252
-31,972
-9% -$299K
IGSB icon
10
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.7M 2.16%
51,636
+11,468
+29% +$602K
IWN icon
11
iShares Russell 2000 Value ETF
IWN
$14.4B
$2.54M 2.04%
20,239
+4,175
+26% +$522K
MMP
12
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.39M 1.91%
33,692
-7,344
-18% -$500K
NFJ
13
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$2.34M 1.87%
179,195
+5,600
+3% +$74.8K
MPLX icon
14
MPLX
MPLX
$59.5B
$2.27M 1.81%
63,895
-17,305
-21% -$609K
ETP
15
DELISTED
Energy Transfer Partners, L.P.
ETP
$2.22M 1.78%
124,030
-35,054
-22% -$605K
OKE icon
16
Oneok
OKE
$58.7B
$2.1M 1.68%
39,388
-6,289
-14% -$336K
WPZ
17
DELISTED
Williams Partners L.P.
WPZ
$1.91M 1.53%
49,255
-9,688
-16% -$364K
BIV icon
18
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.85M 1.48%
22,073
+9,059
+70% +$763K
PAA icon
19
Plains All American Pipeline
PAA
$17.4B
$1.63M 1.3%
78,789
-30,322
-28% -$618K
EFAV icon
20
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.47M 1.17%
20,085
+3,267
+19% +$235K
BPL
21
DELISTED
Buckeye Partners, L.P.
BPL
$1.41M 1.13%
28,467
-7,118
-20% -$361K
PSXP
22
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1.38M 1.11%
26,442
-6,702
-20% -$334K
ETJ
23
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$1.35M 1.08%
140,378
-2,500
-2% -$23.2K
ET icon
24
Energy Transfer Partners
ET
$70.1B
$1.28M 1.02%
74,160
-10,200
-12% -$174K
AAPL icon
25
Apple
AAPL
$4.89T
$1.24M 0.99%
29,196
-456
-2% -$19.1K
1
2 3 4 5

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HWMO
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MFG
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PCMK
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SFG
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GW
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BFA
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Pointe Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Pointe Capital Management held 159 positions worth $125M, down 7.9% from $136M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Pointe Capital Management withdrew a net $12.3M in Q4 2017, closing 12 positions and reducing 101 holdings. Its most notable exit was Morgan Stanley, an estimated $3.02M position sold in full.

By sector, the portfolio is most concentrated in Energy at 22% of assets, down from 25% a quarter earlier, followed by Financials and Technology.

Against the trend, Pointe Capital Management opened a new position in DuPont de Nemours worth $407K.

  • Pointe Capital Management's largest Q4 2017 buy was DuPont de Nemours: 2,256 shares worth $407K.
  • Pointe Capital Management added most to Alerian MLP ETF in Q4 2017, an estimated $1.11M increase.
  • Pointe Capital Management's biggest Q4 2017 reduction was Plains All American Pipeline, cutting an estimated $618K.
  • Pointe Capital Management fully exited Morgan Stanley in Q4 2017, selling an estimated $3.02M.
  • Pointe Capital Management's ten largest holdings make up 29% of its $125M portfolio in Q4 2017.
  • Pointe Capital Management opened 6 new positions and closed 12 in Q4 2017.
  • Pointe Capital Management's portfolio value fell 7.9% quarter-over-quarter to $125M.

Based on Pointe Capital Management's 13F filing for Q4 2017, filed 12 Jan 2018.