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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-13.15%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$103M
AUM Growth
-$24M
Cap. Flow
-$7.27M
Cap. Flow %
-7.07%
Top 10 Hldgs %
30.34%
Holding
159
New
5
Increased
28
Reduced
88
Closed
21

Top Buys

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.83M
2
ET icon
Energy Transfer Partners
ET
+$1.49M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$716K
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$596K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$527K

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$2.16M
2
AMLP icon
Alerian MLP ETF
AMLP
+$894K
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$742K
4
EPD icon
Enterprise Products Partners
EPD
+$496K
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$469K

Sector Composition

Rank Sector Weight
1 Energy 17.17%
2 Financials 13.77%
3 Healthcare 4.15%
4 Technology 4.07%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.07T
$6.02M 5.85%
29,462
-57
-0.2% -$11.9K
VYM icon
2
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.67M 3.57%
47,052
+2,347
+5% +$196K
ETY icon
3
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$3.35M 3.26%
328,672
-2,397
-0.7% -$27.5K
CSQ icon
4
Calamos Strategic Total Return Fund
CSQ
$3.21B
$2.95M 2.87%
278,624
-5,256
-2% -$61.7K
VCSH icon
5
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.67M 2.6%
34,290
-1,729
-5% -$134K
IGSB icon
6
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.66M 2.59%
51,497
-115
-0.2% -$5.93K
AMLP icon
7
Alerian MLP ETF
AMLP
$13B
$2.58M 2.51%
59,137
-18,234
-24% -$894K
NFJ
8
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$2.5M 2.43%
233,956
+2,195
+0.9% +$26.2K
EPD icon
9
Enterprise Products Partners
EPD
$83.8B
$2.48M 2.42%
101,052
-18,535
-15% -$496K
EXG icon
10
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$2.3M 2.24%
308,757
-7,590
-2% -$64.6K
IWN icon
11
iShares Russell 2000 Value ETF
IWN
$14.4B
$2.26M 2.2%
21,017
-2,764
-12% -$333K
IEMG icon
12
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$2.13M 2.07%
45,140
+37,879
+522% +$1.83M
ET icon
13
Energy Transfer Partners
ET
$70.1B
$1.97M 1.92%
149,254
+98,144
+192% +$1.49M
BSV icon
14
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.81M 1.77%
23,099
-1,626
-7% -$127K
SHY icon
15
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.62M 1.58%
19,386
+65
+0.3% +$5.4K
OKE icon
16
Oneok
OKE
$58.7B
$1.54M 1.5%
28,522
-4,430
-13% -$275K
MMP
17
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.41M 1.37%
24,737
-3,835
-13% -$237K
EFAV icon
18
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.37M 1.33%
20,564
-6,819
-25% -$469K
MPLX icon
19
MPLX
MPLX
$59.5B
$1.28M 1.25%
42,230
-13,083
-24% -$437K
PAA icon
20
Plains All American Pipeline
PAA
$17.4B
$1.26M 1.23%
63,123
-13,233
-17% -$302K
MSFT icon
21
Microsoft
MSFT
$2.84T
$1.19M 1.15%
11,675
+131
+1% +$14K
ETJ
22
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$1.18M 1.14%
144,760
+84
+0.1% +$769
BLW icon
23
BlackRock Limited Duration Income Trust
BLW
$491M
$1.14M 1.11%
85,215
+4,938
+6% +$70K
EFA icon
24
iShares MSCI EAFE ETF
EFA
$76.4B
$1.04M 1.01%
17,676
+7,181
+68% +$448K
WMB icon
25
Williams Companies
WMB
$90.5B
$1.03M 1%
46,669
-14,194
-23% -$355K
1
2 3 4 5

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HWMO
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MFG
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PCMK
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SFG
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BFA
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Pointe Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Pointe Capital Management held 159 positions worth $103M, down 19% from $127M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Pointe Capital Management withdrew a net $7.27M in Q4 2018, closing 21 positions and reducing 88 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Pointe Capital Management opened a new position in iShares Russell 2000 ETF worth $473K.

  • Pointe Capital Management's largest Q4 2018 buy was iShares Russell 2000 ETF: 3,533 shares worth $473K.
  • Pointe Capital Management added most to iShares Core MSCI Emerging Markets ETF in Q4 2018, an estimated $1.83M increase.
  • Pointe Capital Management's biggest Q4 2018 reduction was Alerian MLP ETF, cutting an estimated $894K.
  • Pointe Capital Management fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.16M.
  • Pointe Capital Management's ten largest holdings make up 30% of its $103M portfolio in Q4 2018.
  • Pointe Capital Management opened 5 new positions and closed 21 in Q4 2018.
  • Pointe Capital Management's portfolio value fell 19% quarter-over-quarter to $103M.

Based on Pointe Capital Management's 13F filing for Q4 2018, filed 6 Feb 2019.