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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$144M
AUM Growth
+$2.03M
Cap. Flow
+$2.71M
Cap. Flow %
1.88%
Top 10 Hldgs %
36.98%
Holding
153
New
6
Increased
64
Reduced
25
Closed
5

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$958K
2
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$468K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$353K
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$335K
5
SOFI icon
SoFi Technologies
SOFI
+$290K

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$302K
2
CVX icon
Chevron
CVX
+$288K
3
DOV icon
Dover
DOV
+$246K
4
CCI icon
Crown Castle
CCI
+$223K
5
APD icon
Air Products & Chemicals
APD
+$205K

Sector Composition

Rank Sector Weight
1 Financials 12.19%
2 Technology 5.95%
3 Energy 5.68%
4 Healthcare 4.49%
5 Industrials 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$81.1B
$8.73M 6.05%
84,460
+2,214
+3% +$234K
IGSB icon
2
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$7.82M 5.42%
143,072
+6,453
+5% +$353K
VCSH icon
3
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$6.45M 4.48%
78,303
+3,237
+4% +$267K
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.03M 4.18%
69,945
+11,118
+19% +$958K
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$122B
$5.72M 3.97%
83,456
+1,664
+2% +$118K
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.74M 3.28%
17,351
-561
-3% -$158K
IEMG icon
7
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$4.71M 3.26%
76,235
+2,793
+4% +$178K
IGIB icon
8
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.34M 2.31%
55,556
+1,024
+2% +$62.2K
CSQ icon
9
Calamos Strategic Total Return Fund
CSQ
$3.21B
$2.98M 2.07%
168,151
-7,166
-4% -$132K
BNDX icon
10
Vanguard Total International Bond ETF
BNDX
$82B
$2.82M 1.95%
49,437
+5,815
+13% +$335K
FLTR icon
11
VanEck IG Floating Rate ETF
FLTR
$2.93B
$2.58M 1.79%
101,793
+18,431
+22% +$468K
ETY icon
12
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$2.48M 1.72%
177,541
-6,016
-3% -$86.2K
MSFT icon
13
Microsoft
MSFT
$2.84T
$2.47M 1.71%
8,747
+212
+2% +$61.7K
AAPL icon
14
Apple
AAPL
$4.89T
$2.32M 1.61%
16,408
-134
-0.8% -$19.7K
JPM icon
15
JPMorgan Chase
JPM
$939B
$2.01M 1.39%
12,275
– –
EXG icon
16
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.89M 1.31%
189,079
-6,471
-3% -$67.4K
AMZN icon
17
Amazon
AMZN
$2.5T
$1.86M 1.29%
11,300
– –
USHY icon
18
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$1.82M 1.26%
43,918
+2,605
+6% +$108K
NFJ
19
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.79M 1.24%
120,638
– –
GLD icon
20
SPDR Gold Trust
GLD
$131B
$1.71M 1.18%
10,398
+696
+7% +$117K
COST icon
21
Costco
COST
$415B
$1.59M 1.11%
3,550
– –
RTX icon
22
RTX Corp
RTX
$287B
$1.56M 1.08%
18,164
+43
+0.2% +$3.68K
IWM icon
23
iShares Russell 2000 ETF
IWM
$80.9B
$1.37M 0.95%
6,243
+209
+3% +$46.3K
GOOG icon
24
Alphabet (Google) Class C
GOOG
$3.9T
$1.32M 0.92%
9,940
-680
-6% -$93.8K
AMLP icon
25
Alerian MLP ETF
AMLP
$13B
$1.3M 0.9%
38,889
-5,275
-12% -$176K
1
2 3 4 5

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MFG
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PCMK
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SFG
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BFA
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Pointe Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Pointe Capital Management held 153 positions worth $144M, up 1.4% from $142M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Pointe Capital Management's Q3 2021 filing shows 6 new, 64 increased, 25 reduced and 5 closed positions. Its largest new stake was SoFi Technologies: 18,490 shares worth $294K. The largest sale was Trade Desk, an estimated $302K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

  • Pointe Capital Management's largest Q3 2021 buy was SoFi Technologies: 18,490 shares worth $294K.
  • Pointe Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $958K increase.
  • Pointe Capital Management's biggest Q3 2021 reduction was Chevron, cutting an estimated $288K.
  • Pointe Capital Management fully exited Trade Desk in Q3 2021, selling an estimated $302K.
  • Pointe Capital Management's ten largest holdings make up 37% of its $144M portfolio in Q3 2021.
  • Pointe Capital Management opened 6 new positions and closed 5 in Q3 2021.
  • Pointe Capital Management's portfolio value rose 1.4% quarter-over-quarter to $144M.

Based on Pointe Capital Management's 13F filing for Q3 2021, filed 29 Oct 2021.