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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$119M
AUM Growth
+$1.07M
Cap. Flow
+$1.64M
Cap. Flow %
1.37%
Top 10 Hldgs %
31.85%
Holding
141
New
3
Increased
27
Reduced
54
Closed
6

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.64M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$430K
3
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$424K
4
LNG icon
Cheniere Energy
LNG
+$279K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$257K

Top Sells

Rank Stock Value
1
WES icon
Western Midstream Partners
WES
+$647K
2
EQM
EQM Midstream Partners, LP
EQM
+$418K
3
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$348K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$332K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$324K

Sector Composition

Rank Sector Weight
1 Energy 13.63%
2 Financials 13.29%
3 Technology 5.02%
4 Healthcare 4.7%
5 Industrials 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
1
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$5.8M 4.87%
108,098
+49,274
+84% +$2.64M
BRK.B icon
2
Berkshire Hathaway Class B
BRK.B
$1.07T
$5.63M 4.72%
24,852
-1,529
-6% -$332K
VYM icon
3
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.26M 4.41%
56,117
+2,835
+5% +$257K
VCSH icon
4
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.83M 3.22%
47,311
+1,522
+3% +$123K
ETY icon
5
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$3.31M 2.78%
264,474
-26,668
-9% -$324K
IEMG icon
6
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.06M 2.57%
57,008
+3,452
+6% +$178K
CSQ icon
7
Calamos Strategic Total Return Fund
CSQ
$3.21B
$2.93M 2.46%
215,170
-3,430
-2% -$45K
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.9M 2.43%
34,262
+5,071
+17% +$430K
AMLP icon
9
Alerian MLP ETF
AMLP
$13B
$2.67M 2.24%
62,729
+667
+1% +$28K
EFAV icon
10
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$2.56M 2.15%
34,396
+5,685
+20% +$424K
EPD icon
11
Enterprise Products Partners
EPD
$83.8B
$2.46M 2.07%
87,475
-1,466
-2% -$39.7K
NFJ
12
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$2.38M 2%
182,928
-15,195
-8% -$192K
IWF icon
13
iShares Russell 1000 Growth ETF
IWF
$122B
$2.29M 1.92%
52,012
+6,096
+13% +$255K
RTX icon
14
RTX Corp
RTX
$287B
$2.09M 1.76%
22,197
+1,217
+6% +$110K
EXG icon
15
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$2.08M 1.74%
236,319
-16,524
-7% -$141K
OKE icon
16
Oneok
OKE
$58.7B
$1.84M 1.55%
24,376
+534
+2% +$38.2K
MSFT icon
17
Microsoft
MSFT
$2.84T
$1.78M 1.49%
11,270
-285
-2% -$41.9K
MMP
18
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.7M 1.43%
27,058
+1,570
+6% +$97.8K
BLW icon
19
BlackRock Limited Duration Income Trust
BLW
$491M
$1.63M 1.37%
99,530
-3,174
-3% -$50.4K
AAPL icon
20
Apple
AAPL
$4.89T
$1.62M 1.36%
22,040
+484
+2% +$31.1K
ET icon
21
Energy Transfer Partners
ET
$70.1B
$1.57M 1.32%
122,663
-8,184
-6% -$101K
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.47M 1.23%
18,174
-1,109
-6% -$89.5K
MPLX icon
23
MPLX
MPLX
$59.5B
$1.26M 1.06%
49,547
-3,199
-6% -$81.5K
PAA icon
24
Plains All American Pipeline
PAA
$17.4B
$1.23M 1.03%
66,775
+362
+0.5% +$6.65K
PSXP
25
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1.21M 1.01%
19,576
+2,868
+17% +$162K
1
2 3 4 5

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Pointe Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Pointe Capital Management held 141 positions worth $119M, up 0.91% from $118M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pointe Capital Management's Q4 2019 filing shows 3 new, 27 increased, 54 reduced and 6 closed positions. Its largest new stake was Norfolk Southern: 1,071 shares worth $208K. The largest sale was Western Midstream Partners, an estimated $647K.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 15% a quarter earlier, followed by Financials and Technology.

  • Pointe Capital Management's largest Q4 2019 buy was Norfolk Southern: 1,071 shares worth $208K.
  • Pointe Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2019, an estimated $2.64M increase.
  • Pointe Capital Management's biggest Q4 2019 reduction was Berkshire Hathaway Class B, cutting an estimated $332K.
  • Pointe Capital Management fully exited Western Midstream Partners in Q4 2019, selling an estimated $647K.
  • Pointe Capital Management's ten largest holdings make up 32% of its $119M portfolio in Q4 2019.
  • Pointe Capital Management opened 3 new positions and closed 6 in Q4 2019.
  • Pointe Capital Management's portfolio value rose 0.91% quarter-over-quarter to $119M.

Based on Pointe Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.