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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$114M
AUM Growth
+$3.2M
Cap. Flow
-$977K
Cap. Flow %
-0.85%
Top 10 Hldgs %
36.31%
Holding
137
New
4
Increased
46
Reduced
43
Closed
6

Top Buys

Rank Stock Value
1
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$309K
2
DLTR icon
Dollar Tree
DLTR
+$225K
3
GLD icon
SPDR Gold Trust
GLD
+$218K
4
NSC icon
Norfolk Southern
NSC
+$215K
5
APD icon
Air Products & Chemicals
APD
+$213K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$460K
2
SILC icon
Silicom
SILC
+$395K
3
INTC icon
Intel
INTC
+$271K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$237K
5
OKE icon
Oneok
OKE
+$217K

Sector Composition

Rank Sector Weight
1 Financials 11.56%
2 Technology 6.84%
3 Energy 5.34%
4 Consumer Staples 4.96%
5 Healthcare 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
1
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$6.65M 5.81%
121,040
+150
+0.1% +$8.24K
VYM icon
2
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.74M 5.02%
70,891
-1,563
-2% -$128K
BRK.B icon
3
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.45M 3.89%
20,899
-663
-3% -$136K
VCSH icon
4
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$4.2M 3.67%
50,632
+929
+2% +$77K
EFAV icon
5
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$3.91M 3.42%
57,356
+1,346
+2% +$91.6K
SHY icon
6
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.7M 3.23%
42,733
-837
-2% -$72.4K
IWF icon
7
iShares Russell 1000 Growth ETF
IWF
$122B
$3.58M 3.13%
65,932
-632
-0.9% -$33.3K
IEMG icon
8
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.41M 2.98%
64,661
-729
-1% -$38.2K
IGIB icon
9
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.32M 2.9%
54,532
– –
ETY icon
10
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$2.6M 2.27%
238,904
-3,920
-2% -$43.5K
CSQ icon
11
Calamos Strategic Total Return Fund
CSQ
$3.21B
$2.59M 2.26%
192,461
-1,814
-0.9% -$24.4K
AAPL icon
12
Apple
AAPL
$4.89T
$2.32M 2.03%
20,037
-651
-3% -$71K
MSFT icon
13
Microsoft
MSFT
$2.84T
$2.21M 1.93%
10,515
+14
+0.1% +$2.94K
AMZN icon
14
Amazon
AMZN
$2.5T
$2M 1.75%
12,720
-320
-2% -$50.4K
NFJ
15
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.92M 1.68%
162,843
+2,979
+2% +$35.7K
EXG icon
16
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.79M 1.56%
242,956
+9,168
+4% +$69.6K
AMLP icon
17
Alerian MLP ETF
AMLP
$13B
$1.68M 1.47%
84,137
-2,552
-3% -$59K
BSV icon
18
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.29M 1.13%
15,591
-1,494
-9% -$124K
BLW icon
19
BlackRock Limited Duration Income Trust
BLW
$491M
$1.29M 1.13%
87,739
-6,346
-7% -$93.7K
COST icon
20
Costco
COST
$415B
$1.26M 1.1%
3,550
-53
-1% -$17.8K
MA icon
21
Mastercard
MA
$477B
$1.17M 1.02%
3,454
-125
-3% -$40.6K
GLD icon
22
SPDR Gold Trust
GLD
$131B
$1.11M 0.97%
6,277
+1,215
+24% +$218K
KMB icon
23
Kimberly-Clark
KMB
$36.4B
$1.11M 0.97%
7,511
-1,250
-14% -$188K
UNP icon
24
Union Pacific
UNP
$183B
$1.09M 0.95%
5,518
+183
+3% +$34K
EPD icon
25
Enterprise Products Partners
EPD
$83.8B
$1.08M 0.95%
68,692
-4,162
-6% -$72.9K
1
2 3 4 5

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PCMK
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Pointe Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Pointe Capital Management held 137 positions worth $114M, up 2.9% from $111M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Pointe Capital Management's Q3 2020 filing shows 4 new, 46 increased, 43 reduced and 6 closed positions. Its largest new stake was Atlantica Sustainable Infrastructure plc Ordinary Shares: 10,585 shares worth $303K. The largest sale was Invesco QQQ Trust, an estimated $460K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Technology and Energy.

  • Pointe Capital Management's largest Q3 2020 buy was Atlantica Sustainable Infrastructure plc Ordinary Shares: 10,585 shares worth $303K.
  • Pointe Capital Management added most to SPDR Gold Trust in Q3 2020, an estimated $218K increase.
  • Pointe Capital Management's biggest Q3 2020 reduction was Oneok, cutting an estimated $217K.
  • Pointe Capital Management fully exited Invesco QQQ Trust in Q3 2020, selling an estimated $460K.
  • Pointe Capital Management's ten largest holdings make up 36% of its $114M portfolio in Q3 2020.
  • Pointe Capital Management opened 4 new positions and closed 6 in Q3 2020.
  • Pointe Capital Management's portfolio value rose 2.9% quarter-over-quarter to $114M.

Based on Pointe Capital Management's 13F filing for Q3 2020, filed 5 Nov 2020.