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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+7.46%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$141M
AUM Growth
+$23.9M
Cap. Flow
+$16.9M
Cap. Flow %
11.98%
Top 10 Hldgs %
39.03%
Holding
152
New
13
Increased
60
Reduced
47
Closed
6

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$10.1M
2
III icon
Information Services Group
III
+$4.21M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$964K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$627K
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$528K

Top Sells

Rank Stock Value
1
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$989K
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$676K
3
VTV icon
Vanguard Value ETF
VTV
+$366K
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$268K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$267K

Sector Composition

Rank Sector Weight
1 Financials 18.73%
2 Technology 9.19%
3 Energy 5.22%
4 Industrials 4.21%
5 Healthcare 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
1
Morgan Stanley
MS
$337B
$10.2M 7.26%
+131,877
New +$10.1M
VYM icon
2
Vanguard High Dividend Yield ETF
VYM
$81.1B
$7.65M 5.42%
75,682
+6,504
+9% +$627K
IGSB icon
3
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$6.84M 4.85%
125,086
+3,490
+3% +$192K
III icon
4
Information Services Group
III
$185M
$4.82M 3.42%
+1,096,390
New +$4.21M
BRK.B icon
5
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.72M 3.35%
18,484
-1,051
-5% -$255K
VCSH icon
6
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$4.66M 3.3%
56,502
+4,498
+9% +$373K
IEMG icon
7
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$4.54M 3.22%
70,555
+6,418
+10% +$422K
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$122B
$4.25M 3.01%
69,964
+4,804
+7% +$292K
SHY icon
9
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.13M 2.92%
47,851
+4,712
+11% +$407K
IGIB icon
10
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.23M 2.29%
54,532
– –
CSQ icon
11
Calamos Strategic Total Return Fund
CSQ
$3.21B
$3.19M 2.26%
185,152
-4,248
-2% -$69.7K
ETY icon
12
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$2.61M 1.85%
204,079
-21,367
-9% -$267K
MSFT icon
13
Microsoft
MSFT
$2.84T
$2.11M 1.49%
8,947
+119
+1% +$27.6K
AAPL icon
14
Apple
AAPL
$4.89T
$2.07M 1.47%
16,961
+57
+0.3% +$7.32K
EXG icon
15
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.94M 1.37%
208,480
-21,495
-9% -$193K
AMZN icon
16
Amazon
AMZN
$2.5T
$1.83M 1.3%
11,860
-240
-2% -$38K
NFJ
17
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.78M 1.26%
129,190
-19,661
-13% -$268K
JPM icon
18
JPMorgan Chase
JPM
$939B
$1.6M 1.13%
10,483
-179
-2% -$25.8K
BLW icon
19
BlackRock Limited Duration Income Trust
BLW
$491M
$1.5M 1.06%
89,481
-3,421
-4% -$54.8K
RTX icon
20
RTX Corp
RTX
$287B
$1.39M 0.98%
17,938
+123
+0.7% +$8.98K
EPD icon
21
Enterprise Products Partners
EPD
$83.8B
$1.27M 0.9%
57,510
-1,704
-3% -$37.5K
COST icon
22
Costco
COST
$415B
$1.25M 0.89%
3,550
– –
BNDX icon
23
Vanguard Total International Bond ETF
BNDX
$82B
$1.22M 0.86%
21,327
+6,035
+39% +$348K
IWM icon
24
iShares Russell 2000 ETF
IWM
$80.9B
$1.21M 0.86%
5,488
+458
+9% +$100K
AMLP icon
25
Alerian MLP ETF
AMLP
$13B
$1.2M 0.85%
39,193
-3,373
-8% -$98.5K
1
2 3 4 5

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BSA
Bull Street Advisors Savannah, Georgia $202M AUM 11.06% 1-Year Est. Return
HWMO
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MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
SFG
Sowa Financial Group Lincoln, Rhode Island $202M AUM 26.95% 1-Year Est. Return
GW
Griffith & Werner Canton, Georgia $202M AUM
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
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Pointe Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Pointe Capital Management held 152 positions worth $141M, up 20% from $117M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $16.9M of net new capital in Q1 2021, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was Morgan Stanley: 131,877 shares worth $10.2M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Virtus Dividend, Interest & Premium Strategy Fund, an estimated $268K trimmed.

  • Pointe Capital Management's largest Q1 2021 buy was Morgan Stanley: 131,877 shares worth $10.2M.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q1 2021, an estimated $627K increase.
  • Pointe Capital Management's biggest Q1 2021 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $268K.
  • Pointe Capital Management fully exited Nuveen Michigan Quality Municipal Income Fund in Q1 2021, selling an estimated $989K.
  • Pointe Capital Management's ten largest holdings make up 39% of its $141M portfolio in Q1 2021.
  • Pointe Capital Management opened 13 new positions and closed 6 in Q1 2021.
  • Pointe Capital Management's portfolio value rose 20% quarter-over-quarter to $141M.

Based on Pointe Capital Management's 13F filing for Q1 2021, filed 11 May 2021.