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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$135M
AUM Growth
+$2.95M
Cap. Flow
-$786K
Cap. Flow %
-0.58%
Top 10 Hldgs %
42.36%
Holding
151
New
2
Increased
73
Reduced
29
Closed
7

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$386K
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$284K
3
GLD icon
SPDR Gold Trust
GLD
+$280K
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$217K
5
WMT icon
Walmart Inc
WMT
+$200K

Top Sells

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$832K
2
TEL icon
TE Connectivity
TEL
+$223K
3
CCI icon
Crown Castle
CCI
+$214K
4
YUM icon
Yum! Brands
YUM
+$212K
5
ENB icon
Enbridge
ENB
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.61%
2 Energy 7.58%
3 Technology 7.23%
4 Consumer Staples 4.82%
5 Healthcare 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$81.1B
$9.77M 7.22%
94,544
+3,596
+4% +$386K
VCSH icon
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$8.77M 6.48%
116,707
+1,670
+1% +$126K
V icon
3
Visa
V
$677B
$8.09M 5.98%
3,517
+9
+0.3% +$2.16K
IWF icon
4
iShares Russell 1000 Growth ETF
IWF
$122B
$7.44M 5.5%
111,904
+4,116
+4% +$284K
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.77M 4.26%
71,212
+710
+1% +$57.5K
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.07T
$5.54M 4.09%
15,813
-75
-0.5% -$26.6K
IEMG icon
7
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.95M 2.92%
82,974
+3,047
+4% +$151K
MSFT icon
8
Microsoft
MSFT
$2.84T
$2.83M 2.09%
8,948
-91
-1% -$30.1K
AAPL icon
9
Apple
AAPL
$4.89T
$2.6M 1.92%
15,170
-675
-4% -$124K
BNDX icon
10
Vanguard Total International Bond ETF
BNDX
$82B
$2.6M 1.92%
54,300
+3,112
+6% +$151K
GLD icon
11
SPDR Gold Trust
GLD
$131B
$2.31M 1.71%
13,494
+1,566
+13% +$280K
CSQ icon
12
Calamos Strategic Total Return Fund
CSQ
$3.21B
$2.15M 1.59%
152,919
-1,003
-0.7% -$14.8K
COST icon
13
Costco
COST
$415B
$1.95M 1.44%
3,450
– –
USHY icon
14
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$1.92M 1.42%
55,249
+2,596
+5% +$91.2K
JPM icon
15
JPMorgan Chase
JPM
$939B
$1.85M 1.37%
12,768
-850
-6% -$127K
ETY icon
16
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$1.75M 1.29%
151,614
+10
+0% +$121
AMZN icon
17
Amazon
AMZN
$2.5T
$1.62M 1.19%
12,720
+28
+0.2% +$3.75K
CRGY icon
18
Crescent Energy
CRGY
$3.72B
$1.42M 1.05%
112,459
– –
EXG icon
19
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.29M 0.95%
174,592
+1,000
+0.6% +$7.79K
LNG icon
20
Cheniere Energy
LNG
$56.5B
$1.27M 0.94%
7,673
-1,245
-14% -$201K
IWM icon
21
iShares Russell 2000 ETF
IWM
$80.9B
$1.27M 0.94%
7,196
+92
+1% +$17.3K
GOOG icon
22
Alphabet (Google) Class C
GOOG
$3.9T
$1.23M 0.91%
9,357
+24
+0.3% +$3.12K
IWD icon
23
iShares Russell 1000 Value ETF
IWD
$82B
$1.18M 0.87%
7,791
+1,075
+16% +$170K
META icon
24
Meta Platforms (Facebook)
META
$1.51T
$1.18M 0.87%
3,939
+300
+8% +$90.4K
RTX icon
25
RTX Corp
RTX
$287B
$1.14M 0.84%
15,803
+18
+0.1% +$1.54K
1
2 3 4 5

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Pointe Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Pointe Capital Management held 151 positions worth $135M, up 2.2% from $132M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pointe Capital Management's Q3 2023 filing shows 2 new, 73 increased, 29 reduced and 7 closed positions. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K. The largest sale was VanEck IG Floating Rate ETF, an estimated $832K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 13% a quarter earlier, followed by Energy and Technology.

  • Pointe Capital Management's largest Q3 2023 buy was iShares MSCI EAFE Small-Cap ETF: 3,671 shares worth $207K.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q3 2023, an estimated $386K increase.
  • Pointe Capital Management's biggest Q3 2023 reduction was VanEck IG Floating Rate ETF, cutting an estimated $832K.
  • Pointe Capital Management fully exited TE Connectivity in Q3 2023, selling an estimated $223K.
  • Pointe Capital Management's ten largest holdings make up 42% of its $135M portfolio in Q3 2023.
  • Pointe Capital Management opened 2 new positions and closed 7 in Q3 2023.
  • Pointe Capital Management's portfolio value rose 2.2% quarter-over-quarter to $135M.

Based on Pointe Capital Management's 13F filing for Q3 2023, filed 7 Nov 2023.