We are live on ! Find out more
PCM

Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+7.46%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$141M
AUM Growth
+$23.9M
Cap. Flow
+$16.9M
Cap. Flow %
11.98%
Top 10 Hldgs %
39.03%
Holding
152
New
13
Increased
60
Reduced
47
Closed
6

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$10.1M
2
III icon
Information Services Group
III
+$4.21M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$964K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$627K
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$528K

Top Sells

Rank Stock Value
1
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$989K
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$676K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$366K
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$268K
5
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$267K

Sector Composition

Rank Sector Weight
1 Financials 18.73%
2 Technology 9.19%
3 Energy 5.22%
4 Industrials 4.21%
5 Healthcare 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
151
Vanguard Morningstar Value ETF
VTV
$188B
– –
-3,081
Closed -$366K
NUM
152
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-67,031
Closed -$989K
3 4 5 6
7

Similar funds

MFG
Marmo Financial Group Johnson City, Tennessee $202M AUM 13.32% 1-Year Est. Return
PCMK
Paragon Capital Management (Kansas) Overland Park, Kansas $202M AUM 26.44% 1-Year Est. Return
BFA
Brendel Financial Advisors Hanover, New Hampshire $202M AUM 37.99% 1-Year Est. Return
TI
tru Independence Portland, Oregon $202M AUM 15.81% 1-Year Est. Return
PRI
Prepared Retirement Institute Lansdale, Pennsylvania $202M AUM 12.94% 1-Year Est. Return
NIMC
Nierenberg Investment Management Company Camas, Washington $201M AUM 36.3% 1-Year Est. Return
AFWM
Arta Finance Wealth Management Mountain View, California $202M AUM
IFU
iSAM Funds (UK) London, United Kingdom $203M AUM 18.34% 1-Year Est. Return

Pointe Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Pointe Capital Management held 152 positions worth $141M, up 20% from $117M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Pointe Capital Management deployed $16.9M of net new capital in Q1 2021, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was Morgan Stanley: 131,877 shares worth $10.2M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Virtus Dividend, Interest & Premium Strategy Fund, an estimated $268K trimmed.

  • Pointe Capital Management's largest Q1 2021 buy was Morgan Stanley: 131,877 shares worth $10.2M.
  • Pointe Capital Management added most to Vanguard High Dividend Yield ETF in Q1 2021, an estimated $627K increase.
  • Pointe Capital Management's biggest Q1 2021 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $268K.
  • Pointe Capital Management fully exited Nuveen Michigan Quality Municipal Income Fund in Q1 2021, selling an estimated $989K.
  • Pointe Capital Management's ten largest holdings make up 39% of its $141M portfolio in Q1 2021.
  • Pointe Capital Management opened 13 new positions and closed 6 in Q1 2021.
  • Pointe Capital Management's portfolio value rose 20% quarter-over-quarter to $141M.

Based on Pointe Capital Management's 13F filing for Q1 2021, filed 11 May 2021.