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Pointe Capital Management Portfolio holdings

AUM $202M
1-Year Est. Return 17.2%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+17.2%
3 Year Est. Return
+57.59%
5 Year Est. Return
+69.98%
10 Year Est. Return
+176.84%
AUM
$142M
AUM Growth
+$1.01M
Cap. Flow
-$6.78M
Cap. Flow %
-4.77%
Top 10 Hldgs %
36.51%
Holding
154
New
8
Increased
55
Reduced
49
Closed
7

Top Buys

Rank Stock Value
1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$1.59M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.53M
3
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$1.38M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.27M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$947K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$10.2M
2
III icon
Information Services Group
III
+$4.82M
3
BLW icon
BlackRock Limited Duration Income Trust
BLW
+$583K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$542K
5
PSXP
PHILLIPS 66 PARTNERS LP
PSXP
+$300K

Sector Composition

Rank Sector Weight
1 Financials 12.39%
2 Technology 5.84%
3 Energy 5.81%
4 Healthcare 4.42%
5 Industrials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
126
DoubleLine Income Solutions Fund
DSL
$1.22B
$251K 0.18%
13,874
-1,640
-11% -$29.7K
DOV icon
127
Dover
DOV
$27.3B
$246K 0.17%
1,633
+31
+2% +$4.57K
XLF icon
128
State Street Financial Select Sector SPDR ETF
XLF
$57.3B
$246K 0.17%
6,706
-311
-4% -$11.4K
HUBB icon
129
Hubbell
HUBB
$25.3B
$240K 0.17%
1,283
– –
IWR icon
130
iShares Russell Mid-Cap ETF
IWR
$56.5B
$236K 0.17%
2,980
– –
NZF icon
131
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$235K 0.17%
13,658
-1,574
-10% -$26.4K
IWB icon
132
iShares Russell 1000 ETF
IWB
$47.9B
$225K 0.16%
930
– –
ENB icon
133
Enbridge
ENB
$121B
$223K 0.16%
+5,553
New +$215K
MRSH
134
Marsh
MRSH
$91.3B
$219K 0.15%
+1,559
New +$209K
FIV
135
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$214K 0.15%
22,500
– –
IWN icon
136
iShares Russell 2000 Value ETF
IWN
$14.5B
$210K 0.15%
1,267
-118
-9% -$19.5K
BDJ icon
137
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$207K 0.15%
20,400
– –
VGK icon
138
Vanguard FTSE Europe ETF
VGK
$30.3B
$207K 0.15%
+3,070
New +$207K
APD icon
139
Air Products & Chemicals
APD
$65.7B
$205K 0.14%
+713
New +$209K
ORI icon
140
Old Republic International
ORI
$10.8B
$202K 0.14%
+8,119
New +$204K
GE icon
141
GE Aerospace
GE
$379B
$199K 0.14%
2,959
– –
EVG
142
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$195K 0.14%
14,684
– –
KYN icon
143
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$154K 0.11%
17,349
-2,736
-14% -$21.9K
KMF
144
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$151K 0.11%
19,985
-4,546
-19% -$32K
IHIT
145
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$146K 0.1%
15,000
– –
BXMX
146
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$145K 0.1%
10,059
– –
JHB
147
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$113K 0.08%
12,000
-2,500
-17% -$23.5K
DIS icon
148
Walt Disney
DIS
$171B
– –
-1,087
Closed -$201K
ESPO icon
149
VanEck Video Gaming and eSports ETF
ESPO
$244M
– –
-3,000
Closed -$205K
III icon
150
Information Services Group
III
$199M
– –
-1,096,390
Closed -$4.82M
3 4 5
6
7

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PCMK
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GW
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BFA
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TI
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PRI
Prepared Retirement Institute Lansdale, Pennsylvania $202M AUM 12.94% 1-Year Est. Return
NIMC
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AFWM
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Pointe Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Pointe Capital Management held 154 positions worth $142M, up 0.72% from $141M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Pointe Capital Management withdrew a net $6.78M in Q2 2021, closing 7 positions and reducing 49 holdings. Its most notable exit was Morgan Stanley, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 19% a quarter earlier, followed by Technology and Energy.

Against the trend, Pointe Capital Management opened a new position in Vanguard Small-Cap Value ETF worth $594K.

  • Pointe Capital Management's largest Q2 2021 buy was Vanguard Small-Cap Value ETF: 3,420 shares worth $594K.
  • Pointe Capital Management added most to VanEck IG Floating Rate ETF in Q2 2021, an estimated $1.59M increase.
  • Pointe Capital Management's biggest Q2 2021 reduction was BlackRock Limited Duration Income Trust, cutting an estimated $583K.
  • Pointe Capital Management fully exited Morgan Stanley in Q2 2021, selling an estimated $10.2M.
  • Pointe Capital Management's ten largest holdings make up 37% of its $142M portfolio in Q2 2021.
  • Pointe Capital Management opened 8 new positions and closed 7 in Q2 2021.
  • Pointe Capital Management's portfolio value rose 0.72% quarter-over-quarter to $142M.

Based on Pointe Capital Management's 13F filing for Q2 2021, filed 13 Aug 2021.