PCM

Pointe Capital Management Portfolio holdings

AUM $193M
1-Year Return 18.18%
This Quarter Return
+6.26%
1 Year Return
+18.18%
3 Year Return
+58.59%
5 Year Return
+100.26%
10 Year Return
+109.24%
AUM
$142M
AUM Growth
+$1.01M
Cap. Flow
-$6.76M
Cap. Flow %
-4.76%
Top 10 Hldgs %
36.51%
Holding
154
New
8
Increased
55
Reduced
49
Closed
7

Top Buys

1
FLTR icon
VanEck IG Floating Rate ETF
FLTR
$1.59M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$1.54M
3
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
$1.4M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
$1.27M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$946K

Top Sells

1
MS icon
Morgan Stanley
MS
$10.2M
2
III icon
Information Services Group
III
$4.82M
3
BLW icon
BlackRock Limited Duration Income Trust
BLW
$587K
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$543K
5
PSXP
PHILLIPS 66 PARTNERS LP
PSXP
$300K

Sector Composition

1 Financials 12.39%
2 Technology 5.84%
3 Energy 5.81%
4 Healthcare 4.42%
5 Industrials 4.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DSL
126
DoubleLine Income Solutions Fund
DSL
$1.43B
$251K 0.18%
13,874
-1,640
-11% -$29.7K
DOV icon
127
Dover
DOV
$24.5B
$246K 0.17%
1,633
+31
+2% +$4.67K
XLF icon
128
Financial Select Sector SPDR Fund
XLF
$54.2B
$246K 0.17%
6,706
-311
-4% -$11.4K
HUBB icon
129
Hubbell
HUBB
$23.2B
$240K 0.17%
1,283
– –
IWR icon
130
iShares Russell Mid-Cap ETF
IWR
$44.5B
$236K 0.17%
2,980
– –
NZF icon
131
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$235K 0.17%
13,658
-1,574
-10% -$27.1K
IWB icon
132
iShares Russell 1000 ETF
IWB
$43.5B
$225K 0.16%
930
– –
ENB icon
133
Enbridge
ENB
$105B
$223K 0.16%
+5,553
New +$223K
MMC icon
134
Marsh & McLennan
MMC
$101B
$219K 0.15%
+1,559
New +$219K
FIV
135
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$214K 0.15%
22,500
– –
IWN icon
136
iShares Russell 2000 Value ETF
IWN
$11.9B
$210K 0.15%
1,267
-118
-9% -$19.6K
BDJ icon
137
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$207K 0.15%
20,400
– –
VGK icon
138
Vanguard FTSE Europe ETF
VGK
$26.7B
$207K 0.15%
+3,070
New +$207K
APD icon
139
Air Products & Chemicals
APD
$64.5B
$205K 0.14%
+713
New +$205K
ORI icon
140
Old Republic International
ORI
$10.2B
$202K 0.14%
+8,119
New +$202K
GE icon
141
GE Aerospace
GE
$299B
$199K 0.14%
2,959
– –
EVG
142
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$195K 0.14%
14,684
– –
KYN icon
143
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
$154K 0.11%
17,349
-2,736
-14% -$24.3K
KMF
144
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$151K 0.11%
19,985
-4,546
-19% -$34.3K
IHIT
145
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$146K 0.1%
15,000
– –
BXMX icon
146
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$145K 0.1%
10,059
– –
JHB
147
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$113K 0.08%
12,000
-2,500
-17% -$23.5K
DIS icon
148
Walt Disney
DIS
$214B
– –
-1,087
Closed -$201K
III icon
149
Information Services Group
III
$255M
– –
-1,096,390
Closed -$4.82M
INTC icon
150
Intel
INTC
$108B
– –
-3,216
Closed -$206K
3 4 5
6
7