PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+4.82%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$280M
AUM Growth
+$280M
Cap. Flow
+$3.35M
Cap. Flow %
1.2%
Top 10 Hldgs %
44.79%
Holding
81
New
16
Increased
11
Reduced
9
Closed
17

Top Buys

1
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$9.38M
2
CARB
Carbonite Inc
CARB
$6.68M
3
MIDD icon
Middleby
MIDD
$6.06M
4
Z icon
Zillow
Z
$4.96M
5
LILA icon
Liberty Latin America Class A
LILA
$4.84M

Top Sells

1
LBRDK icon
Liberty Broadband Class C
LBRDK
$11.8M
2
WYNN icon
Wynn Resorts
WYNN
$2.05M
3
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.64M
4
HBI icon
Hanesbrands
HBI
$1.6M
5
MODN
MODEL N, INC.
MODN
$1.57M

Sector Composition

1 Technology 26.06%
2 Real Estate 11.13%
3 Consumer Discretionary 10.89%
4 Communication Services 10.53%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EGAN icon
26
eGain
EGAN
$171M
$3.53M 1.26%
438,203
+291,407
+199% +$2.35M
PCOM
27
DELISTED
Points.com Inc. Common Shares
PCOM
$3.39M 1.21%
217,457
+7,490
+4% +$117K
NAD icon
28
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$2.99M 1.07%
210,000
– –
NQP icon
29
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
$2.43M 0.87%
+175,000
New +$2.43M
MODN
30
DELISTED
MODEL N, INC.
MODN
$2.41M 0.86%
111,051
-72,300
-39% -$1.57M
PXLW icon
31
Pixelworks
PXLW
$45.5M
$2.17M 0.77%
707,934
– –
NRK icon
32
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$825M
$2.12M 0.76%
+160,000
New +$2.12M
NAN icon
33
Nuveen New York Quality Municipal Income Fund
NAN
$338M
$2.11M 0.75%
+150,000
New +$2.11M
BHR.PRB
34
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
$1.99M 0.71%
106,485
-32,919
-24% -$614K
JE
35
DELISTED
Just Energy Group Inc
JE
$1.95M 0.7%
+403,600
New +$1.95M
BWG
36
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$1.89M 0.68%
158,948
– –
CLDR
37
DELISTED
Cloudera, Inc.
CLDR
$1.74M 0.62%
+290,000
New +$1.74M
FAX
38
abrdn Asia-Pacific Income Fund
FAX
$674M
$1.73M 0.62%
410,000
+210,000
+105% +$886K
UPLD icon
39
Upland Software
UPLD
$80.8M
$1.68M 0.6%
35,586
– –
FCT
40
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$1.2M 0.43%
100,000
– –
PHD
41
Pioneer Floating Rate Fund
PHD
$123M
$1.05M 0.38%
100,000
– –
ENOV icon
42
Enovis
ENOV
$1.74B
$957K 0.34%
33,617
– –
MCA
43
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$928K 0.33%
65,000
-115,000
-64% -$1.64M
EMD
44
Western Asset Emerging Markets Debt Fund
EMD
$598M
$865K 0.31%
60,406
-30,000
-33% -$430K
BN icon
45
Brookfield
BN
$97.3B
$663K 0.24%
+10,200
New +$663K
WIW
46
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$546M
$562K 0.2%
50,000
– –
JEF icon
47
Jefferies Financial Group
JEF
$13.1B
$312K 0.11%
+14,500
New +$312K
V icon
48
Visa
V
$676B
$267K 0.1%
1,460
– –
SBUX icon
49
Starbucks
SBUX
$99.1B
$263K 0.09%
2,700
– –
YTRA icon
50
Yatra Online
YTRA
$88.1M
$244K 0.09%
54,112
– –
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