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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$280M
AUM Growth
-$63.8M
Cap. Flow
-$2.1M
Cap. Flow %
-0.75%
Top 10 Hldgs %
44.79%
Holding
79
New
16
Increased
11
Reduced
9
Closed
17

Top Buys

Rank Stock Value
1
CARB
Carbonite Inc
CARB
+$9.04M
2
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$7.44M
3
MIDD icon
Middleby
MIDD
+$5.98M
4
LILA icon
Liberty Latin America Class A
LILA
+$5.65M
5
SD icon
SandRidge Energy
SD
+$4.89M

Top Sells

Rank Stock Value
1
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.8M
2
WYNN icon
Wynn Resorts
WYNN
+$1.89M
3
HBI
Hanesbrands
HBI
+$1.73M
4
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$1.6M
5
ESI icon
Element Solutions
ESI
+$1.47M

Sector Composition

Rank Sector Weight
1 Technology 26.06%
2 Real Estate 11.13%
3 Consumer Discretionary 10.89%
4 Communication Services 10.53%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGAN icon
26
eGain
EGAN
$186M
$3.53M 1.26%
438,203
+291,407
+199% +$2.64M
PCOM
27
DELISTED
Points.com Inc. Common Shares
PCOM
$3.39M 1.21%
217,457
+7,490
+4% +$91.4K
NAD icon
28
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$2.99M 1.07%
210,000
– –
NQP
29
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$2.43M 0.87%
+175,000
New +$2.35M
MODN
30
DELISTED
MODEL N, INC.
MODN
$2.41M 0.86%
111,051
-72,300
-39% -$1.33M
PXLW icon
31
Pixelworks
PXLW
$37.2M
$2.17M 0.77%
58,995
– –
NRK icon
32
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$2.12M 0.76%
+160,000
New +$2.07M
NAN icon
33
Nuveen New York Quality Municipal Income Fund
NAN
$369M
$2.11M 0.75%
+150,000
New +$2.04M
BHR.PRB
34
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
$53M
$1.99M 0.71%
106,485
-32,919
-24% -$641K
JE
35
DELISTED
Just Energy Group Inc
JE
$1.95M 0.7%
+12,230
New +$1.47M
BWG
36
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$1.89M 0.68%
158,948
– –
CLDR
37
DELISTED
Cloudera, Inc.
CLDR
$1.74M 0.62%
+290,000
New +$2.68M
FAX
38
abrdn Asia-Pacific Income Fund
FAX
$595M
$1.73M 0.62%
68,333
+35,000
+105% +$867K
UPLD icon
39
Upland Software
UPLD
$13.3M
$1.68M 0.6%
3,559
– –
FCT
40
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.2M 0.43%
100,000
– –
PHD
41
DELISTED
Pioneer Floating Rate Fund
PHD
$1.05M 0.38%
100,000
– –
ENOV icon
42
Enovis
ENOV
$1.74B
$957K 0.34%
19,531
– –
MCA
43
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$928K 0.33%
65,000
-115,000
-64% -$1.6M
EMD
44
Western Asset Emerging Markets Debt Fund
EMD
$606M
$865K 0.31%
60,406
-30,000
-33% -$416K
BN icon
45
Brookfield
BN
$102B
$663K 0.24%
+28,588
New +$484K
WIW
46
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$562K 0.2%
50,000
– –
JEF icon
47
Jefferies Financial Group
JEF
$12.7B
$312K 0.11%
+16,198
New +$278K
V icon
48
Visa
V
$677B
$267K 0.1%
1,460
– –
SBUX icon
49
Starbucks
SBUX
$119B
$263K 0.09%
2,700
– –
YTRA icon
50
Yatra Online
YTRA
$54M
$244K 0.09%
54,112
– –
1
2
3

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BPC
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BIA
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KCM
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SCP
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SFG
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FTC
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PFC
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PenderFund Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, PenderFund Capital Management held 79 positions worth $280M, down 19% from $344M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

PenderFund Capital Management's Q2 2019 filing shows 16 new, 11 increased, 9 reduced and 17 closed positions. Its largest new stake was Carbonite Inc: 370,168 shares worth $6.68M. The largest sale was Liberty Broadband Class C, an estimated $11.8M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 21% a quarter earlier, followed by Real Estate and Consumer Discretionary.

  • PenderFund Capital Management's largest Q2 2019 buy was Carbonite Inc: 370,168 shares worth $6.68M.
  • PenderFund Capital Management added most to Zillow in Q2 2019, an estimated $3.99M increase.
  • PenderFund Capital Management's biggest Q2 2019 reduction was Wynn Resorts, cutting an estimated $1.89M.
  • PenderFund Capital Management fully exited Liberty Broadband Class C in Q2 2019, selling an estimated $11.8M.
  • PenderFund Capital Management's ten largest holdings make up 45% of its $280M portfolio in Q2 2019.
  • PenderFund Capital Management opened 16 new positions and closed 17 in Q2 2019.
  • PenderFund Capital Management's portfolio value fell 19% quarter-over-quarter to $280M.

Based on PenderFund Capital Management's 13F filing for Q2 2019, filed 29 Jul 2019.