PenderFund Capital Management’s Upland Software UPLD Stock Holding History

PenderFund Capital Management’s Portfolio UPLD Stock Details UPLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-2,959	Closed	-$1.73M	–	100
2020 Q4	$1.73M	Sell	2,959 -600	-17%	-$264K	0.44%	50
2020 Q3	$1.79M	Hold	3,559	–	–	0.5%	54
2020 Q2	$1.68M	Hold	3,559	–	–	0.45%	54
2020 Q1	$1.34M	Hold	3,559	–	–	0.42%	41
2019 Q4	$1.65M	Hold	3,559	–	–	0.46%	41
2019 Q3	$1.34M	Hold	3,559	–	–	0.45%	44
2019 Q2	$1.68M	Hold	3,559	–	–	0.6%	48
2019 Q1	$2.01M	Sell	3,559 -17,324	-83%	-$5.89M	0.59%	43
2018 Q4	$8.36M	Buy	20,883 +6,020	+41%	+$1.81M	2.76%	15
2018 Q3	$6.5M	Sell	14,863 -1,483	-9%	-$513K	2.02%	17
2018 Q2	$7.54M	Buy	16,346 +1,966	+14%	+$616K	2.64%	13
2018 Q1	$3.93M	Buy	14,380 +1,996	+16%	+$492K	1.64%	25
2017 Q4	$2.85M	Buy	+12,384	New	+$2.72M	1.87%	20

Other funds holding UPLD

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CDAM (UK) London, United Kingdom $451M AUM 6.84% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Swedbank Stockholm, Sweden $116B AUM 46.87% 1-Year Est. Return

PCP

P2 Capital Partners New York $210M AUM 1.23% 1-Year Est. Return

CCM

Channing Capital Management Chicago, Illinois $3.91B AUM 34.32% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return

PenderFund Capital Management's UPLD Position: Q1 2021 in Review

PenderFund Capital Management sold out of Upland Software (UPLD) in Q1 2021, closing a stake of 2,959 shares — an estimated $1.73M sold.

PenderFund Capital Management first reported a position in UPLD in Q4 2017 and held it in 13 quarters. The position peaked at $8.36M in Q4 2018. 175 funds tracked by Wall St. Rank hold UPLD as of Q1 2021.

PenderFund Capital Management reported no remaining Upland Software position as of Q1 2021 after selling out during the quarter.
PenderFund Capital Management sold 2,959 Upland Software shares in Q1 2021, an estimated $1.73M.
PenderFund Capital Management first reported a position in Upland Software in Q4 2017 and held it in 13 quarters.
PenderFund Capital Management's Upland Software position peaked at $8.36M in Q4 2018.
175 funds tracked by Wall St. Rank held Upland Software as of Q1 2021.

Based on PenderFund Capital Management's 13F filing for Q1 2021, filed 10 May 2021.