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Upland Software

163 hedge funds and large institutions have $692M invested in Upland Software in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 58 increasing their positions, 62 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $19.2M | Put options by funds: $9.01M

0.29% less ownership

Funds ownership: 7.95%7.66% (-0.29%)

1% less capital invested

Capital invested by funds: $700M → $692M (-$7.77M)

6% less repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 62

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

10% less funds holding

Funds holding: 181163 (-18)

30% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 30

Holders
163
Holders Change
-18
Holders Change %
-9.94%
% of All Funds
3.21%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.22%
New
21
Increased
58
Reduced
62
Closed
30
Calls
$19.2M
Puts
$9.01M
Net Calls
+$10.2M
Net Calls Change
-$18.5M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$55.9M +$38.5K +103 +0.1%
CU
2
CDAM (UK)
United Kingdom
$45.1M +$4.01M +10,731 +9%
Vanguard Group
3
Vanguard Group
Pennsylvania
$39.8M -$181K -485 -0.4%
PCM
4
Portolan Capital Management
Massachusetts
$35.6M -$7.88M -21,085 -17%
WA
5
Wasatch Advisors
Utah
$28.3M +$19.8M +53,100 +202%
RA
6
Royce & Associates
New York
$21.5M +$9.02M +24,140 +67%
GEH
7
General Equity Holdings
New York
$19.5M -$1.53M -4,089 -7%
RCM
8
Raging Capital Management
New Jersey
$19.4M +$8.79M +23,530 +77%
State Street
9
State Street
Massachusetts
$18.6M +$1.72M +4,606 +10%
WCM
10
Wedge Capital Management
North Carolina
$17.1M +$17.9M +47,825 New
ACM
11
Ashford Capital Management
Delaware
$16.8M +$2.16M +5,770 +14%
PM
12
Pembroke Management
Quebec, Canada
$15.8M -$4.35M -11,630 -21%
DMK
13
David M. Knott
$15.6M
Dimensional Fund Advisors
14
Dimensional Fund Advisors
Texas
$15.6M -$886K -2,372 -5%
WCA
15
Whetstone Capital Advisors
Kansas
$15.5M -$693K -1,855 -4%
SAM
16
Silvercrest Asset Management
New York
$15.5M +$1.8M +4,816 +12%
AAP
17
Ardsley Advisory Partners
Connecticut
$14.8M -$187K -500 -1%
N
18
Nuveen
North Carolina
$13.3M -$391K -1,047 -3%
GIM
19
Granahan Investment Management
Massachusetts
$11.6M +$1.23M +3,297 +11%
Goldman Sachs
20
Goldman Sachs
New York
$10.8M +$1.9M +5,095 +20%
Geode Capital Management
21
Geode Capital Management
Massachusetts
$10.5M +$41.5K +111 +0.4%
BGC
22
Blue Grotto Capital
Georgia
$10.5M +$11M +29,337 New
Northern Trust
23
Northern Trust
Illinois
$10.3M -$142K -379 -1%
Lord, Abbett & Co
24
Lord, Abbett & Co
New Jersey
$10.2M -$1.1M -2,939 -9%
GIPM
25
G2 Investment Partners Management
New York
$8.89M -$7.86M -21,030 -46%

UPLD Hedge Fund Activity: Q4 2019 in Review

163 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Upland Software (UPLD) for Q4 2019, worth a combined $692M — down 1.1% from $700M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of UPLD and 21 opened new positions — a net loss of 9 holders — while 62 trimmed existing stakes and 58 added.

The largest buyer was Wasatch Advisors, adding an estimated $19.8M. The largest seller was Janus Henderson Group, exiting entirely with an estimated $40.2M sold.

  • 163 institutional investors held Upland Software (UPLD) as of Q4 2019, down from 181 in Q3 2019.
  • Funds reported $692M of Upland Software stock for Q4 2019, down 1.1% quarter-over-quarter.
  • 21 funds opened new Upland Software positions in Q4 2019 and 30 closed out, a net change of -9 holders.
  • The largest Upland Software buyer in Q4 2019 was Wasatch Advisors, an estimated $19.8M added.
  • The largest Upland Software seller in Q4 2019 was Janus Henderson Group, an estimated $40.2M sold.

Based on aggregated 13F filings for Q4 2019.