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Upland Software

152 hedge funds and large institutions have $373M invested in Upland Software in 2018 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 49 increasing their positions, 62 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

32% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 19

3% more funds holding

Funds holding: 147152 (+5)

5% more call options, than puts

Call options by funds: $1.72M | Put options by funds: $1.63M

0.36% more ownership

Funds ownership: 5.95%6.3% (+0.36%)

10% less capital invested

Capital invested by funds: $416M → $373M (-$43.1M)

21% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 62

Holders
152
Holders Change
+5
Holders Change %
+3.4%
% of All Funds
3.39%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.16%
New
25
Increased
49
Reduced
62
Closed
19
Calls
$1.72M
Puts
$1.63M
Net Calls
+$87K
Net Calls Change
-$2.47M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$30.8M +$809K +2,697 +2%
CU
2
CDAM (UK)
United Kingdom
$25M +$2.11M +7,041 +8%
Vanguard Group
3
Vanguard Group
Pennsylvania
$22.9M +$2.8M +9,329 +12%
PCM
4
Portolan Capital Management
Massachusetts
$19.2M +$11.9M +39,542 +127%
PM
5
Pembroke Management
Quebec, Canada
$16.3M -$796K -2,654 -4%
GIPM
6
G2 Investment Partners Management
New York
$13.5M +$238K +795 +2%
DMK
7
David M. Knott
$11.4M +$2.1M +7,000 +20%
AAP
8
Ardsley Advisory Partners
Connecticut
$11.1M +$1.5M +5,000 +14%
Morgan Stanley
9
Morgan Stanley
New York
$10.4M +$8.77M +29,224 +326%
UBS AM
10
UBS AM
Illinois
$9.96M -$851K -2,836 -7%
DCM
11
Driehaus Capital Management
Illinois
$9.8M -$2.7M -8,998 -20%
PCM
12
PenderFund Capital Management
British Columbia, Canada
$8.36M +$1.81M +6,020 +41%
Lord, Abbett & Co
13
Lord, Abbett & Co
New Jersey
$8.25M +$221K +738 +2%
State Street
14
State Street
Massachusetts
$8.21M +$77.1K +257 +0.9%
MFIMFI
15
Mesirow Financial Investment Management - Fixed Income
Illinois
$7.99M -$1.77M -5,916 -17%
Dimensional Fund Advisors
16
Dimensional Fund Advisors
Texas
$6.72M +$3.89M +12,962 +110%
RCM
17
Raging Capital Management
New Jersey
$6.6M +$7.28M +24,284 New
WA
18
Wasatch Advisors
Utah
$6.19M +$251K +837 +4%
LSC
19
Lyon Street Capital
California
$5.83M +$2.07M +6,891 +47%
CM
20
Castleark Management
Illinois
$5.39M -$1.36M -4,534 -19%
Northern Trust
21
Northern Trust
Illinois
$5.27M -$174K -581 -3%
Millennium Management
22
Millennium Management
New York
$5.23M -$1.84M -6,133 -24%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$5.17M +$616K +2,054 +12%
PM
24
Precept Management
Texas
$5.16M
GIM
25
Granahan Investment Management
Massachusetts
$4.71M -$1.35M -4,505 -21%

UPLD Hedge Fund Activity: Q4 2018 in Review

152 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Upland Software (UPLD) for Q4 2018, worth a combined $373M — down 10% from $416M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new UPLD positions and 19 closed out — a net gain of 6 holders — while 49 added to existing stakes and 62 trimmed.

The largest buyer was Portolan Capital Management, adding an estimated $11.9M. The largest seller was Whetstone Capital Advisors, cutting an estimated $7.02M.

  • 152 institutional investors held Upland Software (UPLD) as of Q4 2018, up from 147 in Q3 2018.
  • Funds reported $373M of Upland Software stock for Q4 2018, down 10% quarter-over-quarter.
  • 25 funds opened new Upland Software positions in Q4 2018 and 19 closed out, a net change of +6 holders.
  • The largest Upland Software buyer in Q4 2018 was Portolan Capital Management, an estimated $11.9M added.
  • The largest Upland Software seller in Q4 2018 was Whetstone Capital Advisors, an estimated $7.02M sold.

Based on aggregated 13F filings for Q4 2018.