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Upland Software

165 hedge funds and large institutions have $606M invested in Upland Software in 2019 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 55 increasing their positions, 59 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more call options, than puts

Call options by funds: $17.5M | Put options by funds: $3.9M

70% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 20

62% more capital invested

Capital invested by funds: $373M → $606M (+$233M)

57% more funds holding in top 10

Funds holding in top 10: 711 (+4)

9% more funds holding

Funds holding: 152165 (+13)

0.34% more ownership

Funds ownership: 6.3%6.65% (+0.34%)

7% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 59

Holders
165
Holders Change
+13
Holders Change %
+8.55%
% of All Funds
3.57%
Holding in Top 10
11
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+57.14%
% of All Funds
0.24%
New
34
Increased
55
Reduced
59
Closed
20
Calls
$17.5M
Puts
$3.9M
Net Calls
+$13.6M
Net Calls Change
+$13.5M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$46M -$1.58M -4,637 -4%
CU
2
CDAM (UK)
United Kingdom
$40.6M +$1.29M +3,807 +4%
Vanguard Group
3
Vanguard Group
Pennsylvania
$37M +$983K +2,891 +3%
PCM
4
Portolan Capital Management
Massachusetts
$35.1M +$4.18M +12,302 +17%
PM
5
Pembroke Management
Quebec, Canada
$25.4M -$42.8K -126 -0.2%
DMK
6
David M. Knott
$18.6M +$612K +1,800 +4%
GIPM
7
G2 Investment Partners Management
New York
$16.8M -$3.42M -10,065 -20%
AAP
8
Ardsley Advisory Partners
Connecticut
$16.3M -$840K -2,470 -6%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$16.1M +$4.53M +13,335 +54%
UBS AM
10
UBS AM
Illinois
$16.1M +$455K +1,338 +4%
DCM
11
Driehaus Capital Management
Illinois
$15.8M +$412K +1,211 +3%
Morgan Stanley
12
Morgan Stanley
New York
$14.7M -$1.19M -3,509 -9%
State Street
13
State Street
Massachusetts
$14.3M +$1.22M +3,598 +12%
Lord, Abbett & Co
14
Lord, Abbett & Co
New Jersey
$12.3M -$410K -1,206 -4%
RCM
15
Raging Capital Management
New Jersey
$11.1M +$680K +2,000 +8%
RA
16
Royce & Associates
New York
$10.7M +$5.57M +16,374 +184%
RCMC
17
RK Capital Management (Colorado)
Colorado
$9.16M +$7.35M +21,632 New
WA
18
Wasatch Advisors
Utah
$8.86M -$636K -1,872 -8%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$8.45M +$318K +934 +5%
GIM
20
Granahan Investment Management
Massachusetts
$8.26M +$744K +2,187 +13%
CM
21
Castleark Management
Illinois
$8.25M -$122K -360 -2%
Northern Trust
22
Northern Trust
Illinois
$8.22M +$13.9K +41 +0.2%
PM
23
Precept Management
Texas
$7.41M -$510K -1,500 -8%
MFIMFI
24
Mesirow Financial Investment Management - Fixed Income
Illinois
$7.02M -$4.36M -12,819 -44%
OAM
25
Oberweis Asset Management
Illinois
$6.88M +$3.79M +11,149 +219%

UPLD Hedge Fund Activity: Q1 2019 in Review

165 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Upland Software (UPLD) for Q1 2019, worth a combined $606M — up 62% from $373M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new UPLD positions and 20 closed out — a net gain of 14 holders — while 55 added to existing stakes and 59 trimmed.

The largest buyer was RK Capital Management (Colorado), opening a new position worth an estimated $7.35M. The largest seller was Lyon Street Capital, cutting an estimated $6.51M.

  • 165 institutional investors held Upland Software (UPLD) as of Q1 2019, up from 152 in Q4 2018.
  • Funds reported $606M of Upland Software stock for Q1 2019, up 62% quarter-over-quarter.
  • 34 funds opened new Upland Software positions in Q1 2019 and 20 closed out, a net change of +14 holders.
  • The largest Upland Software buyer in Q1 2019 was RK Capital Management (Colorado), an estimated $7.35M added.
  • The largest Upland Software seller in Q1 2019 was Lyon Street Capital, an estimated $6.51M sold.

Based on aggregated 13F filings for Q1 2019.