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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$320M
AUM Growth
-$42M
Cap. Flow
-$125M
Cap. Flow %
-38.95%
Top 10 Hldgs %
45.1%
Holding
220
New
41
Increased
73
Reduced
24
Closed
41

Top Buys

Rank Stock Value
1
QBTS icon
D-Wave Quantum
QBTS
+$5.99M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$4.05M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$2.07M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.81M
5
DCBO
Docebo
DCBO
+$1.76M

Top Sells

Rank Stock Value
1
SWIR
Sierra Wireless
SWIR
+$5.3M
2
AVNW icon
Aviat Networks
AVNW
+$2.49M
3
BUR icon
Burford Capital
BUR
+$1.68M
4
IBKR icon
Interactive Brokers
IBKR
+$1.59M
5
BIDU icon
Baidu
BIDU
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.38%
3 Communication Services 8.41%
4 Consumer Discretionary 3.74%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SANG
1
Sangoma Technologies
SANG
$138M
$11.5M 3.6%
1,594,600
-2,900
-0.2% -$22.7K
PAR icon
2
PAR Technology
PAR
$637M
$10.3M 3.21%
251,311
-27,570
-10% -$1.02M
BUR icon
3
Burford Capital
BUR
$907M
$9.87M 3.09%
952,182
-176,648
-16% -$1.68M
TPL icon
4
Texas Pacific Land
TPL
$28.9B
$8.59M 2.69%
31,500
-6,255
-17% -$1.2M
QBTS icon
5
D-Wave Quantum
QBTS
$6B
$8.14M 2.55%
+747,838
New +$5.99M
BIDU icon
6
Baidu
BIDU
$35.8B
$7.81M 2.44%
48,110
-9,500
-16% -$1.3M
KKR icon
7
KKR & Co
KKR
$89.2B
$7.52M 2.35%
126,660
-4,168
-3% -$211K
MAXR
8
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$7.46M 2.33%
288,331
– –
Z icon
9
Zillow
Z
$7.04B
$7.35M 2.3%
186,057
-6,603
-3% -$229K
IBKR icon
10
Interactive Brokers
IBKR
$40.9B
$6.55M 2.05%
296,592
-103,248
-26% -$1.59M
ATEX icon
11
Anterix
ATEX
$1.83B
$6.24M 1.95%
126,500
– –
SSNC icon
12
SS&C Technologies
SSNC
$17.8B
$6.18M 1.93%
93,640
-4,420
-5% -$255K
JD icon
13
JD.com
JD
$40.8B
$6.14M 1.92%
88,305
-3,430
-4% -$203K
AVNW icon
14
Aviat Networks
AVNW
$262M
$5.34M 1.67%
141,219
-82,890
-37% -$2.49M
FAX
15
abrdn Asia-Pacific Income Fund
FAX
$590M
$5.08M 1.59%
+243,333
New +$4.05M
EGAN icon
16
eGain
EGAN
$176M
$4.65M 1.46%
458,428
-53,091
-10% -$477K
DCBO
17
Docebo
DCBO
$492M
$4.39M 1.37%
117,820
+57,820
+96% +$1.76M
UTI icon
18
Universal Technical Institute
UTI
$2.08B
$4M 1.25%
531,682
-100,472
-16% -$703K
WIW
19
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$3.37M 1.05%
268,976
+201,177
+297% +$2.07M
HHH icon
20
Howard Hughes
HHH
$3.93B
$2.85M 0.89%
39,121
-2,054
-5% -$131K
PTON icon
21
Peloton Interactive
PTON
$2.63B
$2.77M 0.86%
288,790
-8,685
-3% -$88.3K
EMD
22
Western Asset Emerging Markets Debt Fund
EMD
$609M
$2.5M 0.78%
226,957
+201,957
+808% +$1.81M
EBIX
23
DELISTED
Ebix Inc
EBIX
$2.47M 0.77%
94,417
-4,936
-5% -$109K
PPLI
24
People Inc
PPLI
$3.1B
$2.27M 0.71%
36,204
-2,109
-6% -$119K
XYZ
25
Block Inc
XYZ
$45.9B
$2.14M 0.67%
28,200
-1,280
-4% -$90.6K
1
2 3 4 5

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PenderFund Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, PenderFund Capital Management held 220 positions worth $320M, down 12% from $362M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

PenderFund Capital Management withdrew a net $125M in Q3 2022, closing 41 positions and reducing 24 holdings. Its most notable exit was Points.com Inc. Common Shares, an estimated $753K position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in D-Wave Quantum worth $8.14M.

  • PenderFund Capital Management's largest Q3 2022 buy was D-Wave Quantum: 747,838 shares worth $8.14M.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2022, an estimated $2.07M increase.
  • PenderFund Capital Management's biggest Q3 2022 reduction was Sierra Wireless, cutting an estimated $5.3M.
  • PenderFund Capital Management fully exited Points.com Inc. Common Shares in Q3 2022, selling an estimated $753K.
  • PenderFund Capital Management's ten largest holdings make up 45% of its $320M portfolio in Q3 2022.
  • PenderFund Capital Management opened 41 new positions and closed 41 in Q3 2022.
  • PenderFund Capital Management's portfolio value fell 12% quarter-over-quarter to $320M.

Based on PenderFund Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.