We are live on
!
Find out more
PCM
PenderFund Capital Management Portfolio holdings
AUM
$639M
1-Year Est. Return
31.05%
This Fund
S&P 500
This Quarter
Est. Return
-6.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$44.5M
(-10%)
Cap. Flow
-$128M
Cap. Flow
% of AUM
-33.44%
Top 10 Holdings %
Top 10 Hldgs %
40.65%
Holding
153
New
66
Increased
9
Reduced
23
Closed
13
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AXDX
Accelerate Diagnostics
AXDX
|
+$3.03M |
| 2 |
Baidu
BIDU
|
+$1.02M |
| 3 |
Zillow
Z
|
+$890K |
| 4 |
PAR Technology
PAR
|
+$770K |
| 5 |
Alibaba
BABA
|
+$255K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHSP
SharpSpring, Inc.
SHSP
|
+$8.29M |
| 2 |
VMEO
Vimeo
VMEO
|
+$1.99M |
| 3 |
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
|
+$1.56M |
| 4 |
eGain
EGAN
|
+$1.26M |
| 5 |
SS&C Technologies
SSNC
|
+$1.21M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.75% |
| 2 | Financials | 13.88% |
| 3 | Communication Services | 11.93% |
| 4 | Consumer Discretionary | 5.84% |
| 5 | Energy | 3.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Burford Capital
BUR
$907M
| $22.8M | 5.95% |
1,634,753
-34,817
| -2% | -$387K |
|
2
KKR & Co
KKR
$89.2B
| $13.6M | 3.55% |
176,008
-1,000
| -0.6% | -$62.8K |
|
|
3
Baidu
BIDU
$35.8B
| $13.1M | 3.42% |
67,130
+6,200
| +10% | +$1.02M |
|
|
4
Zillow
Z
$7.04B
| $12.4M | 3.23% |
110,854
+8,800
| +9% | +$890K |
|
|
5
PAR Technology
PAR
$637M
| $11.9M | 3.1% |
152,481
+12,000
| +9% | +$770K |
|
|
CLDR
6
DELISTED
Cloudera, Inc.
CLDR
| $11.7M | 3.07% |
580,300
+1,900
| +0.3% | +$30.2K |
|
|
7
SS&C Technologies
SSNC
$17.8B
| $10.8M | 2.83% |
123,250
-16,300
| -12% | -$1.21M |
|
8
Aviat Networks
AVNW
$262M
| $10.8M | 2.83% |
260,109
| – | – |
|
|
SFIX
9
Stitch Fix
SFIX
$478M
| $10.5M | 2.76% |
208,430
+1,725
| +0.8% | +$80.6K |
|
10
Interactive Brokers
IBKR
$40.9B
| $10.5M | 2.75% |
533,200
-2,800
| -0.5% | -$44.1K |
|
11
Universal Technical Institute
UTI
$2.08B
| $10M | 2.61% |
1,168,376
-7,600
| -0.6% | -$49.6K |
|
|
XYZ
12
Block Inc
XYZ
$45.9B
| $9.82M | 2.57% |
32,340
-2,260
| -7% | -$581K |
|
13
JD.com
JD
$40.8B
| $8.93M | 2.33% |
97,605
-500
| -0.5% | -$36.9K |
|
|
MAXR
14
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
| $8.9M | 2.32% |
247,801
| – | – |
|
|
15
eGain
EGAN
$176M
| $7.71M | 2.01% |
596,518
-111,638
| -16% | -$1.26M |
|
16
Bausch Health
BHC
$1.65B
| $7.19M | 1.88% |
203,525
-1,200
| -0.6% | -$34K |
|
|
EBIX
17
DELISTED
Ebix Inc
EBIX
| $6.99M | 1.83% |
204,907
-1,000
| -0.5% | -$29.3K |
|
18
Howard Hughes
HHH
$3.93B
| $6.78M | 1.77% |
63,923
-315
| -0.5% | -$27.2K |
|
19
Texas Pacific Land
TPL
$28.9B
| $6.38M | 1.67% |
37,485
-1,080
| -3% | -$168K |
|
|
FTSI
20
DELISTED
FTS International, Inc. Common Stock
FTSI
| $6.23M | 1.63% |
200,000
-22,032
| -10% | -$503K |
|
|
PPLI
21
People Inc
PPLI
$3.1B
| $5.71M | 1.49% |
42,147
-201
| -0.5% | -$22.2K |
|
22
Liberty Latin America Class A
LILA
$1.51B
| $4.92M | 1.29% |
436,979
-1,620
| -0.4% | -$15K |
|
|
TWTR
23
DELISTED
Twitter, Inc.
TWTR
| $4.8M | 1.26% |
62,800
-400
| -0.6% | -$26.3K |
|
|
24
Liberty Latin America Class C
LILAK
$1.5B
| $4.74M | 1.24% |
313,457
-1,540
| -0.5% | -$19.1K |
|
25
Fluor
FLR
$7.29B
| $4.28M | 1.12% |
211,700
| – | – |
|
Similar funds
GWMIA
SJIC
BPC
BIA
KCM
SCP
SFG
FTC
PenderFund Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, PenderFund Capital Management held 153 positions worth $383M, down 10% from $427M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
PenderFund Capital Management withdrew a net $128M in Q3 2021, closing 13 positions and reducing 23 holdings. Its most notable exit was SharpSpring, Inc., an estimated $8.29M position sold in full.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.
Against the trend, PenderFund Capital Management opened a new position in Accelerate Diagnostics worth $3.44M.
- PenderFund Capital Management's largest Q3 2021 buy was Accelerate Diagnostics: 46,526 shares worth $3.44M.
- PenderFund Capital Management added most to Baidu in Q3 2021, an estimated $1.02M increase.
- PenderFund Capital Management's biggest Q3 2021 reduction was Vimeo, cutting an estimated $1.99M.
- PenderFund Capital Management fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $8.29M.
- PenderFund Capital Management's ten largest holdings make up 41% of its $383M portfolio in Q3 2021.
- PenderFund Capital Management opened 66 new positions and closed 13 in Q3 2021.
- PenderFund Capital Management's portfolio value fell 10% quarter-over-quarter to $383M.
Based on PenderFund Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.