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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$57.8M
Cap. Flow
-$71.1M
Cap. Flow %
-16.14%
Top 10 Hldgs %
43.25%
Holding
187
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$23.1M
2
PTON icon
Peloton Interactive
PTON
+$18.8M
3
SFIX
Stitch Fix
SFIX
+$17.5M
4
Z icon
Zillow
Z
+$6.42M
5
SWIR
Sierra Wireless
SWIR
+$4.91M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$11.7M
2
LILA icon
Liberty Latin America Class A
LILA
+$4.92M
3
LILAK icon
Liberty Latin America Class C
LILAK
+$4.74M
4
KKR icon
KKR & Co
KKR
+$3.95M
5
AXDX
Accelerate Diagnostics
AXDX
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SANG
1
Sangoma Technologies
SANG
$138M
$30.6M 6.94%
+1,401,970
New +$23.1M
SFIX
2
Stitch Fix
SFIX
$478M
$19.6M 4.46%
820,000
+611,570
+293% +$17.5M
BUR icon
3
Burford Capital
BUR
$907M
$18.7M 4.25%
1,402,762
-231,991
-14% -$2.47M
Z icon
4
Zillow
Z
$7.04B
$16.2M 3.67%
199,970
+89,116
+80% +$6.42M
PTON icon
5
Peloton Interactive
PTON
$2.63B
$13.9M 3.16%
+307,400
New +$18.8M
SSNC icon
6
SS&C Technologies
SSNC
$17.8B
$13.5M 3.07%
130,550
+7,300
+6% +$562K
IBKR icon
7
Interactive Brokers
IBKR
$40.9B
$13M 2.95%
518,000
-15,200
-3% -$283K
BIDU icon
8
Baidu
BIDU
$35.8B
$12.6M 2.86%
67,000
-130
-0.2% -$20.3K
MAXR
9
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$11.7M 2.66%
313,561
+65,760
+27% +$1.91M
KKR icon
10
KKR & Co
KKR
$89.2B
$11.5M 2.62%
122,508
-53,500
-30% -$3.95M
UTI icon
11
Universal Technical Institute
UTI
$2.08B
$10.7M 2.44%
1,086,085
-82,291
-7% -$615K
AVNW icon
12
Aviat Networks
AVNW
$262M
$10.6M 2.4%
260,109
– –
PAR icon
13
PAR Technology
PAR
$637M
$10.2M 2.31%
152,481
– –
JD icon
14
JD.com
JD
$40.8B
$8.59M 1.95%
96,905
-700
-0.7% -$55.4K
EGAN icon
15
eGain
EGAN
$176M
$7.33M 1.67%
581,018
-15,500
-3% -$161K
FTSI
16
DELISTED
FTS International, Inc. Common Stock
FTSI
$7.33M 1.67%
220,900
+20,900
+10% +$551K
BHC icon
17
Bausch Health
BHC
$1.65B
$7.13M 1.62%
203,925
+400
+0.2% +$10.7K
HHH icon
18
Howard Hughes
HHH
$3.93B
$7.03M 1.6%
57,314
-6,609
-10% -$578K
FLR icon
19
Fluor
FLR
$7.29B
$6.63M 1.51%
211,700
– –
XYZ
20
Block Inc
XYZ
$45.9B
$6.57M 1.49%
32,140
-200
-0.6% -$43.3K
SWIR
21
DELISTED
Sierra Wireless
SWIR
$6.53M 1.48%
+292,600
New +$4.91M
TPL icon
22
Texas Pacific Land
TPL
$28.9B
$6.52M 1.48%
37,125
-360
-1% -$50.2K
EBIX
23
DELISTED
Ebix Inc
EBIX
$6.05M 1.37%
157,407
-47,500
-23% -$1.52M
PPLI
24
People Inc
PPLI
$3.1B
$5.7M 1.29%
42,056
-91
-0.2% -$10.3K
TWTR
25
DELISTED
Twitter, Inc.
TWTR
$5.15M 1.17%
94,200
+31,400
+50% +$1.63M
1
2 3 4 5

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PenderFund Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, PenderFund Capital Management held 187 positions worth $441M, up 15% from $383M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

PenderFund Capital Management withdrew a net $71.1M in Q4 2021, closing 30 positions and reducing 17 holdings. Its most notable exit was Cloudera, Inc., an estimated $11.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, PenderFund Capital Management opened a new position in Sangoma Technologies worth $30.6M.

  • PenderFund Capital Management's largest Q4 2021 buy was Sangoma Technologies: 1,401,970 shares worth $30.6M.
  • PenderFund Capital Management added most to Stitch Fix in Q4 2021, an estimated $17.5M increase.
  • PenderFund Capital Management's biggest Q4 2021 reduction was KKR & Co, cutting an estimated $3.95M.
  • PenderFund Capital Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 43% of its $441M portfolio in Q4 2021.
  • PenderFund Capital Management opened 46 new positions and closed 30 in Q4 2021.
  • PenderFund Capital Management's portfolio value rose 15% quarter-over-quarter to $441M.

Based on PenderFund Capital Management's 13F filing for Q4 2021, filed 16 Feb 2022.