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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+8.67%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$318M
AUM Growth
-$17M
Cap. Flow
-$129M
Cap. Flow %
-40.59%
Top 10 Hldgs %
41.32%
Holding
181
New
44
Increased
26
Reduced
21
Closed
51

Top Buys

Rank Stock Value
1
FET icon
Forum Energy Technologies
FET
+$7.35M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$4.19M
3
PAR icon
PAR Technology
PAR
+$1.6M
4
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
+$1.35M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.34M

Top Sells

Rank Stock Value
1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$5.71M
2
UTI icon
Universal Technical Institute
UTI
+$3.67M
3
SJR
Shaw Communications Inc.
SJR
+$1.65M
4
QBTS icon
D-Wave Quantum
QBTS
+$1.46M
5
KKR icon
KKR & Co
KKR
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 18.07%
2 Financials 11.25%
3 Communication Services 7.4%
4 Energy 4.07%
5 Consumer Discretionary 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAR icon
1
PAR Technology
PAR
$637M
$12.7M 4%
277,761
+47,880
+21% +$1.6M
SANG
2
Sangoma Technologies
SANG
$138M
$12.2M 3.83%
2,398,707
+15,100
+0.6% +$63.6K
BUR icon
3
Burford Capital
BUR
$907M
$10.7M 3.37%
718,082
-109,690
-13% -$910K
NZF icon
4
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$10.5M 3.3%
650,000
+350,000
+117% +$4.19M
FET icon
5
Forum Energy Technologies
FET
$654M
$8.62M 2.71%
+250,757
New +$7.35M
FAX
6
abrdn Asia-Pacific Income Fund
FAX
$590M
$7.76M 2.44%
360,000
– –
KKR icon
7
KKR & Co
KKR
$89.2B
$7M 2.2%
98,620
-26,670
-21% -$1.43M
Z icon
8
Zillow
Z
$7.04B
$6.68M 2.1%
111,077
-32,600
-23% -$1.39M
DCBO
9
Docebo
DCBO
$492M
$6.48M 2.04%
117,820
– –
EMD
10
Western Asset Emerging Markets Debt Fund
EMD
$609M
$6.46M 2.03%
556,522
+146,712
+36% +$1.34M
AVNW icon
11
Aviat Networks
AVNW
$262M
$6.03M 1.89%
129,524
– –
ATEX icon
12
Anterix
ATEX
$1.83B
$5.65M 1.78%
126,500
– –
IBKR icon
13
Interactive Brokers
IBKR
$40.9B
$5.49M 1.72%
196,712
-19,160
-9% -$390K
BIDU icon
14
Baidu
BIDU
$35.8B
$5.46M 1.72%
26,790
-8,790
-25% -$1.25M
SSNC icon
15
SS&C Technologies
SSNC
$17.8B
$5.31M 1.67%
69,570
-20,810
-23% -$1.2M
PTON icon
16
Peloton Interactive
PTON
$2.63B
$5.17M 1.62%
337,090
– –
EDD
17
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$372M
$4.65M 1.46%
761,935
+100,000
+15% +$455K
EGAN icon
18
eGain
EGAN
$176M
$3.74M 1.17%
364,623
-40,433
-10% -$348K
WIW
19
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$3.55M 1.12%
287,378
+3,670
+1% +$34.2K
HHH icon
20
Howard Hughes
HHH
$3.93B
$3.55M 1.11%
34,443
– –
JD icon
21
JD.com
JD
$40.8B
$3.36M 1.06%
56,665
-680
-1% -$35.1K
TPL icon
22
Texas Pacific Land
TPL
$28.9B
$3.28M 1.03%
12,843
– –
XYZ
23
Block Inc
XYZ
$45.9B
$2.52M 0.79%
27,130
– –
PPLI
24
People Inc
PPLI
$3.1B
$2M 0.63%
34,985
– –
AMYT
25
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$1.88M 0.59%
+95,370
New +$1.35M
1
2 3 4 5

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PenderFund Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, PenderFund Capital Management held 181 positions worth $318M, down 5.1% from $335M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2023, closing 51 positions and reducing 21 holdings. Its most notable exit was Universal Technical Institute, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Forum Energy Technologies worth $8.62M.

  • PenderFund Capital Management's largest Q1 2023 buy was Forum Energy Technologies: 250,757 shares worth $8.62M.
  • PenderFund Capital Management added most to Nuveen Municipal Credit Income Fund in Q1 2023, an estimated $4.19M increase.
  • PenderFund Capital Management's biggest Q1 2023 reduction was Maxar Technologies Inc. Common Stock, cutting an estimated $5.71M.
  • PenderFund Capital Management fully exited Universal Technical Institute in Q1 2023, selling an estimated $3.67M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $318M portfolio in Q1 2023.
  • PenderFund Capital Management opened 44 new positions and closed 51 in Q1 2023.
  • PenderFund Capital Management's portfolio value fell 5.1% quarter-over-quarter to $318M.

Based on PenderFund Capital Management's 13F filing for Q1 2023, filed 15 May 2023.