PenderFund Capital Management’s Nuveen New York AMT-Free Quality Municipal Income Fund NRK Stock Holding History

PenderFund Capital Management’s Portfolio NRK Stock Details NRK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-160,000	Closed	-$2.14M	–	59
2019 Q3	$2.14M	Hold	160,000	–	–	0.72%	38
2019 Q2	$2.12M	Buy	+160,000	New	+$2.07M	0.76%	38
2019 Q1	–	Sell	-130,000	Closed	-$1.6M	–	39
2018 Q4	$1.51M	Buy	+130,000	New	+$1.51M	0.5%	46

Other funds holding NRK

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

EWM

Edge Wealth Management New York $594M AUM 24.92% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

PenderFund Capital Management's NRK Position: Q4 2019 in Review

PenderFund Capital Management sold out of Nuveen New York AMT-Free Quality Municipal Income Fund (NRK) in Q4 2019, closing a stake of 160,000 shares — an estimated $2.14M sold.

PenderFund Capital Management first reported a position in NRK in Q4 2018 and held it in 3 quarters. The position peaked at $2.14M in Q3 2019. 84 funds tracked by Wall St. Rank hold NRK as of Q4 2019.

PenderFund Capital Management reported no remaining Nuveen New York AMT-Free Quality Municipal Income Fund position as of Q4 2019 after selling out during the quarter.
PenderFund Capital Management sold 160,000 Nuveen New York AMT-Free Quality Municipal Income Fund shares in Q4 2019, an estimated $2.14M.
PenderFund Capital Management first reported a position in Nuveen New York AMT-Free Quality Municipal Income Fund in Q4 2018 and held it in 3 quarters.
PenderFund Capital Management's Nuveen New York AMT-Free Quality Municipal Income Fund position peaked at $2.14M in Q3 2019.
84 funds tracked by Wall St. Rank held Nuveen New York AMT-Free Quality Municipal Income Fund as of Q4 2019.

Based on PenderFund Capital Management's 13F filing for Q4 2019, filed 5 Feb 2020.