PenderFund Capital Management’s Element Solutions ESI Stock Holding History

PenderFund Capital Management’s Portfolio ESI Stock Details ESI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-412,633	Closed	-$6.08M	–	77
2020 Q2	$6.08M	Buy	412,633 +11,400	+3%	+$114K	1.64%	23
2020 Q1	$4.72M	Hold	401,233	–	–	1.47%	28
2019 Q4	$6.08M	Hold	401,233	–	–	1.71%	23
2019 Q3	$4.22M	Sell	401,233 -364,800	-48%	-$3.59M	1.42%	29
2019 Q2	$7.75M	Sell	766,033 -139,867	-15%	-$1.47M	2.77%	12
2019 Q1	$13.5M	Sell	905,900 -114,600	-11%	-$1.27M	3.94%	6
2018 Q4	$15.6M	Sell	1,020,500 -22,800	-2%	-$251K	5.15%	2
2018 Q3	$15.2M	Sell	1,043,300 -18,100	-2%	-$226K	4.72%	5
2018 Q2	$17M	Sell	1,061,400 -308,600	-23%	-$3.36M	5.95%	2
2018 Q1	$14.2M	Buy	1,370,000 +685,000	+100%	+$7.32M	5.91%	2
2017 Q4	$7.99M	Buy	+685,000	New	+$7.11M	5.24%	8

Other funds holding ESI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

GCM

Gates Capital Management New York $3.66B AUM 12.63% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

PenderFund Capital Management's ESI Position: Q3 2020 in Review

PenderFund Capital Management sold out of Element Solutions (ESI) in Q3 2020, closing a stake of 412,633 shares — an estimated $6.08M sold.

PenderFund Capital Management first reported a position in ESI in Q4 2017 and held it in 11 quarters. The position peaked at $17M in Q2 2018. 206 funds tracked by Wall St. Rank hold ESI as of Q3 2020.

PenderFund Capital Management reported no remaining Element Solutions position as of Q3 2020 after selling out during the quarter.
PenderFund Capital Management sold 412,633 Element Solutions shares in Q3 2020, an estimated $6.08M.
PenderFund Capital Management first reported a position in Element Solutions in Q4 2017 and held it in 11 quarters.
PenderFund Capital Management's Element Solutions position peaked at $17M in Q2 2018.
206 funds tracked by Wall St. Rank held Element Solutions as of Q3 2020.

Based on PenderFund Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.