PenderFund Capital Management’s Pioneer Floating Rate Fund PHD Stock Holding History

PenderFund Capital Management’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-100,000	Closed	-$1.08M	–	73
2020 Q1	$1.08M	Hold	100,000	–	–	0.34%	46
2019 Q4	$1.42M	Hold	100,000	–	–	0.4%	45
2019 Q3	$1.04M	Hold	100,000	–	–	0.35%	48
2019 Q2	$1.05M	Hold	100,000	–	–	0.38%	50
2019 Q1	$1.42M	Buy	+100,000	New	+$1.04M	0.41%	47

Other funds holding PHD

Saba Capital Management New York $3.12B AUM 13% 1-Year Est. Return

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return