PenderFund Capital Management’s Pioneer Floating Rate Fund PHD Stock Holding History

PenderFund Capital Management’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-100,000	Closed	-$1.08M	–	73
2020 Q1	$1.08M	Hold	100,000	–	–	0.34%	46
2019 Q4	$1.42M	Hold	100,000	–	–	0.4%	45
2019 Q3	$1.04M	Hold	100,000	–	–	0.35%	48
2019 Q2	$1.05M	Hold	100,000	–	–	0.38%	50
2019 Q1	$1.42M	Buy	+100,000	New	+$1.04M	0.41%	47

Other funds holding PHD

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PenderFund Capital Management's PHD Position: Q2 2020 in Review

PenderFund Capital Management sold out of Pioneer Floating Rate Fund (PHD) in Q2 2020, closing a stake of 100,000 shares — an estimated $1.08M sold.

PenderFund Capital Management first reported a position in PHD in Q1 2019 and held it in 5 quarters. The position peaked at $1.42M in Q4 2019. 52 funds tracked by Wall St. Rank hold PHD as of Q2 2020.

PenderFund Capital Management reported no remaining Pioneer Floating Rate Fund position as of Q2 2020 after selling out during the quarter.
PenderFund Capital Management sold 100,000 Pioneer Floating Rate Fund shares in Q2 2020, an estimated $1.08M.
PenderFund Capital Management first reported a position in Pioneer Floating Rate Fund in Q1 2019 and held it in 5 quarters.
PenderFund Capital Management's Pioneer Floating Rate Fund position peaked at $1.42M in Q4 2019.
52 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q2 2020.

Based on PenderFund Capital Management's 13F filing for Q2 2020, filed 17 Aug 2020.