PenderFund Capital Management’s Nuveen New York Quality Municipal Income Fund NAN Stock Holding History

PenderFund Capital Management’s Portfolio NAN Stock Details NAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-150,000	Closed	-$2.11M	–	69
2019 Q2	$2.11M	Buy	+150,000	New	+$2.04M	0.75%	39
2019 Q1	–	Sell	-240,000	Closed	-$3.1M	–	28
2018 Q4	$2.94M	Buy	240,000 +15,000	+7%	+$183K	0.97%	37
2018 Q3	$2.77M	Hold	225,000	–	–	0.86%	33
2018 Q2	$2.83M	Buy	225,000 +165,000	+275%	+$2.07M	0.99%	28
2018 Q1	$761K	Buy	+60,000	New	+$791K	0.32%	48

Other funds holding NAN

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Strategic Advisors New York $602M AUM 21.41% 1-Year Est. Return

PenderFund Capital Management's NAN Position: Q3 2019 in Review

PenderFund Capital Management sold out of Nuveen New York Quality Municipal Income Fund (NAN) in Q3 2019, closing a stake of 150,000 shares — an estimated $2.11M sold.

PenderFund Capital Management first reported a position in NAN in Q1 2018 and held it in 5 quarters. The position peaked at $2.94M in Q4 2018. 48 funds tracked by Wall St. Rank hold NAN as of Q3 2019.

PenderFund Capital Management reported no remaining Nuveen New York Quality Municipal Income Fund position as of Q3 2019 after selling out during the quarter.
PenderFund Capital Management sold 150,000 Nuveen New York Quality Municipal Income Fund shares in Q3 2019, an estimated $2.11M.
PenderFund Capital Management first reported a position in Nuveen New York Quality Municipal Income Fund in Q1 2018 and held it in 5 quarters.
PenderFund Capital Management's Nuveen New York Quality Municipal Income Fund position peaked at $2.94M in Q4 2018.
48 funds tracked by Wall St. Rank held Nuveen New York Quality Municipal Income Fund as of Q3 2019.

Based on PenderFund Capital Management's 13F filing for Q3 2019, filed 29 Oct 2019.