PEAK6 Group’s Horizon Technology Finance HRZN Stock Holding History

PEAK6 Group’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-8,500	Closed	-$104K	–	4451
2016 Q2	$104K	Sell	8,500 -12,500	-60%	-$147K	﹤0.01%	3555
2016 Q1	$244K	Hold	21,000	–	–	﹤0.01%	2941
2015 Q4	$246K	Buy	+21,000	New	+$231K	﹤0.01%	3261
2014 Q3	–	Sell	-12,800	Closed	-$187K	–	4875
2014 Q2	$187K	Sell	12,800 -900	-7%	-$12.2K	﹤0.01%	3278
2014 Q1	$171K	Buy	+13,700	New	+$192K	﹤0.01%	3549

Other funds holding HRZN

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PEAK6 Group's HRZN Position: Q3 2016 in Review

PEAK6 Group sold out of Horizon Technology Finance (HRZN) in Q3 2016, closing a stake of 1,579 shares — an estimated $19K sold.

PEAK6 Group first reported a position in HRZN in Q1 2014 and held it in 5 quarters. The position peaked at $72K in Q1 2014. 39 funds tracked by Wall St. Rank hold HRZN as of Q3 2016.

PEAK6 Group reported no remaining Horizon Technology Finance position as of Q3 2016 after selling out during the quarter.
PEAK6 Group sold 1,579 Horizon Technology Finance shares in Q3 2016, an estimated $19K.
PEAK6 Group first reported a position in Horizon Technology Finance in Q1 2014 and held it in 5 quarters.
PEAK6 Group's Horizon Technology Finance position peaked at $72K in Q1 2014.
39 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q3 2016.

Based on PEAK6 Group's 13F filing for Q3 2016, filed 14 Nov 2016.