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NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
-4.98%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$20.4M
(-12%)
Cap. Flow
-$9.77M
Cap. Flow
% of AUM
-6.45%
Top 10 Holdings %
Top 10 Hldgs %
40.22%
Holding
134
New
35
Increased
19
Reduced
47
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock Debt Strategies Fund
DSU
|
+$4.09M |
| 2 |
DSL
DoubleLine Income Solutions Fund
DSL
|
+$3.41M |
| 3 |
LEO
BNY Mellon Strategic Municipals
LEO
|
+$2.37M |
| 4 |
Cohen & Steers Duration Preferred & Income Fund
LDP
|
+$2.2M |
| 5 |
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
|
+$2.14M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
|
+$6.71M |
| 2 |
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
|
+$5.18M |
| 3 |
FAX
abrdn Asia-Pacific Income Fund
FAX
|
+$3M |
| 4 |
HPS
John Hancock Preferred Income Fund III
HPS
|
+$2.37M |
| 5 |
Nuveen Credit Strategies Income Fund
JQC
|
+$2.11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 7.96% |
| 2 | Energy | 6.44% |
| 3 | Financials | 4.17% |
| 4 | Utilities | 3.8% |
| 5 | Technology | 3.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
| $1.61M | 1.06% |
+120,463
| New | +$1.64M |
|
27
Nuveen Municipal Value Fund
NUV
$1.91B
| $1.55M | 1.02% |
161,308
-9,819
| -6% | -$93.9K |
|
28
Cemex
CX
$17.3B
| $1.55M | 1.02% |
170,906
+5,701
| +3% | +$59.3K |
|
|
HNP
29
DELISTED
Huaneng Power Intl, Inc.
HNP
| $1.29M | 0.85% |
23,854
+499
| +2% | +$23.9K |
|
30
ASE Group
ASX
$74.4B
| $1.2M | 0.79% |
194,879
-14,137
| -7% | -$86.3K |
|
|
PMM
31
Franklin Managed Municipal Income Trust
PMM
$271M
| $1.18M | 0.78% |
164,039
+144,622
| +745% | +$1.03M |
|
32
America Movil
AMX
$77.2B
| $1.16M | 0.77% |
+52,480
| New | +$1.22M |
|
33
Itaú Unibanco
ITUB
$91.6B
| $1.16M | 0.77% |
223,297
-41,417
| -16% | -$233K |
|
|
ELP
34
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $1.13M | 0.74% |
213,470
+138,390
| +184% | +$745K |
|
35
Banco Bradesco
BBD
$38.3B
| $1.09M | 0.72% |
207,329
+93,159
| +82% | +$522K |
|
36
Halliburton
HAL
$26.1B
| $1.07M | 0.71% |
27,273
-1,303
| -5% | -$63.4K |
|
37
LG Display
LPL
$2.93B
| $1.07M | 0.71% |
+70,838
| New | +$1.09M |
|
|
TTM
38
DELISTED
Tata Motors Limited
TTM
| $1.06M | 0.7% |
25,125
-7,569
| -23% | -$338K |
|
|
NXQ
39
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $1.01M | 0.67% |
+74,842
| New | +$1.01M |
|
40
Apple
AAPL
$4.99T
| $1.01M | 0.66% |
36,456
| – | – |
|
41
CEMIG Preferred Shares
CIG
$6.21B
| $1M | 0.66% |
401,353
+92,723
| +30% | +$263K |
|
42
KB Financial Group
KB
$40.6B
| $985K | 0.65% |
30,197
+3,091
| +11% | +$111K |
|
43
Celanese
CE
$4.77B
| $897K | 0.59% |
14,958
-1,705
| -10% | -$99.7K |
|
|
CAF
44
Morgan Stanley China A Share Fund
CAF
$329M
| $896K | 0.59% |
+29,513
| New | +$770K |
|
|
ANDV
45
DELISTED
Andeavor
ANDV
| $894K | 0.59% |
12,023
-1,353
| -10% | -$95.4K |
|
|
NPSN
46
DELISTED
NASPERS LTD
NPSN
| $894K | 0.59% |
+6,876
| New | +$894K |
|
47
Korea Electric Power
KEP
$14.9B
| $870K | 0.57% |
+44,920
| New | +$949K |
|
48
LyondellBasell Industries
LYB
$18.8B
| $869K | 0.57% |
10,948
-728
| -6% | -$63.1K |
|
49
Melco Resorts & Entertainment
MLCO
$2.19B
| $869K | 0.57% |
34,195
-3,711
| -10% | -$92.9K |
|
50
Huntsman Corp
HUN
$2B
| $843K | 0.56% |
37,015
-3,811
| -9% | -$92.4K |
|
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Newgate Capital Management's Q4 2014 Portfolio in Review
As of Q4 2014, Newgate Capital Management held 134 positions worth $152M, down 12% from $172M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Newgate Capital Management withdrew a net $9.77M in Q4 2014, closing 30 positions and reducing 47 holdings. Its most notable exit was BLACKROCK REAL ASSET EQUITY TRUST, an estimated $6.71M position sold in full.
By sector, the portfolio is most concentrated in Materials at 8% of assets, down from 10% a quarter earlier, followed by Energy and Financials.
Against the trend, Newgate Capital Management opened a new position in DoubleLine Income Solutions Fund worth $3.23M.
- Newgate Capital Management's largest Q4 2014 buy was DoubleLine Income Solutions Fund: 163,490 shares worth $3.23M.
- Newgate Capital Management added most to BlackRock Debt Strategies Fund in Q4 2014, an estimated $4.09M increase.
- Newgate Capital Management's biggest Q4 2014 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $2.11M.
- Newgate Capital Management fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $6.71M.
- Newgate Capital Management's ten largest holdings make up 40% of its $152M portfolio in Q4 2014.
- Newgate Capital Management opened 35 new positions and closed 30 in Q4 2014.
- Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $152M.
Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.