Newgate Capital Management’s ASE Group ASX Stock Holding History

Newgate Capital Management’s Portfolio ASX Stock Details ASX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-96,162	Closed	-$635K	–	96
2015 Q2	$635K	Sell	96,162 -61,778	-39%	-$430K	0.47%	50
2015 Q1	$1.14M	Sell	157,940 -36,939	-19%	-$258K	0.79%	30
2014 Q4	$1.2M	Sell	194,879 -14,137	-7%	-$86.3K	0.79%	30
2014 Q3	$1.24M	Sell	209,016 -1,045,298	-83%	-$6.58M	0.72%	38
2014 Q2	$8.15M	Sell	1,254,314 -549,807	-30%	-$3.33M	2.14%	10
2014 Q1	$10M	Sell	1,804,121 -377,869	-17%	-$1.85M	2.23%	11
2013 Q4	$10.5M	Sell	2,181,990 -673,777	-24%	-$3.31M	2.06%	14
2013 Q3	$13.7M	Sell	2,855,767 -1,261,753	-31%	-$5.38M	2.39%	11
2013 Q2	$16.7M	Buy	+4,117,520	New	+$17.2M	2.33%	5

Other funds holding ASX

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $27.7B AUM 52.44% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $141B AUM 34.18% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 34.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return

Newgate Capital Management's ASX Position: Q3 2015 in Review

Newgate Capital Management sold out of ASE Group (ASX) in Q3 2015, closing a stake of 96,162 shares — an estimated $635K sold.

Newgate Capital Management first reported a position in ASX in Q2 2013 and held it in 9 quarters. The position peaked at $16.7M in Q2 2013. 122 funds tracked by Wall St. Rank hold ASX as of Q3 2015.

Newgate Capital Management reported no remaining ASE Group position as of Q3 2015 after selling out during the quarter.
Newgate Capital Management sold 96,162 ASE Group shares in Q3 2015, an estimated $635K.
Newgate Capital Management first reported a position in ASE Group in Q2 2013 and held it in 9 quarters.
Newgate Capital Management's ASE Group position peaked at $16.7M in Q2 2013.
122 funds tracked by Wall St. Rank held ASE Group as of Q3 2015.

Based on Newgate Capital Management's 13F filing for Q3 2015, filed 22 Oct 2015.