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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
-$1.21B
Cap. Flow %
-166,161.62%
Top 10 Hldgs %
52.63%
Holding
704
New
5
Increased
–
Reduced
41
Closed
658

Top Buys

1
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$29.3K
2
CBOE icon
Cboe Global Markets
CBOE
+$11.7K
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.77K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$46.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$33.4M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$25.3M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFC
226
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
– –
-23,887
Closed -$511K
FLOT icon
227
iShares Floating Rate Bond ETF
FLOT
$10B
– –
-14,913
Closed -$760K
FNDE icon
228
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.33B
– –
-11,704
Closed -$335K
FNX icon
229
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
– –
-6,058
Closed -$375K
FPE icon
230
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-83,483
Closed -$1.68M
FPF
231
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.1B
– –
-27,201
Closed -$672K
FPX icon
232
First Trust US Equity Opportunities ETF
FPX
$1.49B
– –
-6,197
Closed -$396K
FRI icon
233
First Trust S&P REIT Index Fund
FRI
$192M
– –
-31,843
Closed -$741K
FSK icon
234
FS KKR Capital
FSK
$3.07B
– –
-293,801
Closed -$9.93M
FTA icon
235
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.62B
– –
-8,004
Closed -$409K
FTC icon
236
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.53B
– –
-7,322
Closed -$421K
FTQI icon
237
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$925M
– –
-12,608
Closed -$282K
FTSL icon
238
First Trust Senior Loan Fund ETF
FTSL
$2.32B
– –
-21,787
Closed -$1.05M
FV icon
239
First Trust Dorsey Wright Focus 5 ETF
FV
$3.6B
– –
-84,491
Closed -$2.21M
FVC icon
240
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
– –
-9,384
Closed -$229K
FVD icon
241
First Trust Value Line Dividend Fund
FVD
$8.34B
– –
-79,331
Closed -$2.36M
FXG icon
242
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-4,889
Closed -$223K
FXH icon
243
First Trust Health Care AlphaDEX Fund
FXH
$998M
– –
-3,880
Closed -$262K
FXL icon
244
First Trust Technology AlphaDEX Fund
FXL
$2.44B
– –
-4,257
Closed -$204K
FXO icon
245
First Trust Financials AlphaDEX Fund
FXO
$1.12B
– –
-11,612
Closed -$345K
GBF icon
246
iShares Government/Credit Bond ETF
GBF
$124M
– –
-3,789
Closed -$434K
GCC icon
247
WisdomTree Enhanced Commodity Strategy Fund
GCC
$266M
– –
-40,370
Closed -$757K
GD icon
248
General Dynamics
GD
$101B
– –
-2,944
Closed -$605K
GDX icon
249
VanEck Gold Miners ETF
GDX
$21.6B
– –
-102,769
Closed -$2.36M
GDXJ icon
250
VanEck Junior Gold Miners ETF
GDXJ
$6.59B
– –
-10,259
Closed -$345K
8 9
10
11 12

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MIM
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LM
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GHA
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FPCM
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National Planning Corporation's Q4 2017 Portfolio in Review

As of Q4 2017, National Planning Corporation held 704 positions worth $726K, down 100% from $1.2B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

National Planning Corporation withdrew a net $1.21B in Q4 2017, closing 658 positions and reducing 41 holdings. Its most notable exit was Vanguard Total Stock Market ETF, an estimated $33.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 4.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, National Planning Corporation opened a new position in iShares JPMorgan EM High Yield Bond ETF worth $29.2K.

  • National Planning Corporation's largest Q4 2017 buy was iShares JPMorgan EM High Yield Bond ETF: 584 shares worth $29.2K.
  • National Planning Corporation's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $46.8M.
  • National Planning Corporation fully exited Vanguard Total Stock Market ETF in Q4 2017, selling an estimated $33.4M.
  • National Planning Corporation's ten largest holdings make up 53% of its $726K portfolio in Q4 2017.
  • National Planning Corporation opened 5 new positions and closed 658 in Q4 2017.
  • National Planning Corporation's portfolio value fell 100% quarter-over-quarter to $726K.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.