National Planning Corporation’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,322	Closed	-$421K	–	228
2017 Q3	$421K	Buy	7,322 +3,294	+82%	+$189K	0.04%	409
2017 Q2	$221K	Buy	+4,028	New	+$221K	0.02%	639
2015 Q1	–	Sell	-880	Closed	-$40.3K	–	1158
2014 Q4	$40.3K	Buy	+880	New	+$40.3K	﹤0.01%	1364