National Planning Corporation’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

National Planning Corporation’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,322	Closed	-$421K	–	236
2017 Q3	$421K	Buy	7,322 +3,294	+82%	+$184K	0.04%	409
2017 Q2	$221K	Buy	+4,028	New	+$217K	0.02%	639
2015 Q1	–	Sell	-880	Closed	-$40.3K	–	1158
2014 Q4	$40.3K	Buy	+880	New	+$39.5K	﹤0.01%	1364

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.36B AUM 18.79% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

National Planning Corporation's FTC Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q4 2017, closing a stake of 7,322 shares — an estimated $421K sold.

National Planning Corporation first reported a position in FTC in Q4 2014 and held it in 3 quarters. The position peaked at $421K in Q3 2017. 85 funds tracked by Wall St. Rank hold FTC as of Q4 2017.

National Planning Corporation reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 7,322 First Trust Large Cap Growth AlphaDEX Fund shares in Q4 2017, an estimated $421K.
National Planning Corporation first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q4 2014 and held it in 3 quarters.
National Planning Corporation's First Trust Large Cap Growth AlphaDEX Fund position peaked at $421K in Q3 2017.
85 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.