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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+13.75%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$14.5B
AUM Growth
-$223M
Cap. Flow
-$3.09B
Cap. Flow %
-21.32%
Top 10 Hldgs %
22.98%
Holding
1,661
New
251
Increased
375
Reduced
690
Closed
173

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$71.2M
2
SYY icon
Sysco
SYY
+$16.5M
3
LRCX icon
Lam Research
LRCX
+$14.5M
4
HD icon
Home Depot
HD
+$14.4M
5
UPS icon
United Parcel Service
UPS
+$13.2M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$146M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$59.7M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$47.8M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$21.9M
5
SPGI icon
S&P Global
SPGI
+$20.4M

Sector Composition

Rank Sector Weight
1 Technology 18.02%
2 Healthcare 10.11%
3 Consumer Discretionary 9.79%
4 Financials 8.6%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOYY
1476
JOYY Inc
JOYY
$3.73B
– –
-7,821
Closed -$631K
ZUO
1477
DELISTED
Zuora, Inc.
ZUO
– –
-21,000
Closed -$217K
BFX
1478
DELISTED
BowFlex Inc.
BFX
– –
-93,900
Closed -$1.61M
PCTI
1479
DELISTED
PCTEL, Inc. Common Stock
PCTI
– –
-37,600
Closed -$213K
VAPO
1480
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-1,625
Closed -$377K
USX
1481
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-24,000
Closed -$199K
KBAL
1482
DELISTED
Kimball International
KBAL
– –
-32,900
Closed -$347K
BSX.PRA
1483
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-3,400
Closed -$379K
AQUA
1484
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-168,300
Closed -$3.57M
IAA
1485
DELISTED
IAA, Inc. Common Stock
IAA
– –
-13,906
Closed -$724K
QED
1486
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
– –
-231,687
Closed -$10.5M
QLS
1487
DELISTED
IQ Hedge Long/Short Tracker ETF
QLS
– –
-225,725
Closed -$10.8M
FNHC
1488
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-45,200
Closed -$285K
CVET
1489
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-167,900
Closed -$4.1M
NPTN
1490
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-27,000
Closed -$164K
TVTY
1491
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-81,300
Closed -$1.14M
ZNGA
1492
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-276,376
Closed -$2.52M
XENT
1493
DELISTED
Intersect ENT, Inc
XENT
– –
-46,700
Closed -$762K
DHR.PRA
1494
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-14,821
Closed -$21.9M
NUAN
1495
DELISTED
Nuance Communications, Inc.
NUAN
– –
-13,610
Closed -$452K
CXP
1496
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-21,000
Closed -$229K
INOV
1497
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-70,700
Closed -$1.87M
VTA
1498
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-42,831
Closed -$394K
CSOD
1499
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-20,519
Closed -$746K
QTS
1500
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-27,800
Closed -$1.75M
57 58 59
60
61

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MASUI
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LMIM
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XL
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CIAS
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CA
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Mackay Shields LLC's Q4 2020 Portfolio in Review

As of Q4 2020, Mackay Shields LLC held 1,661 positions worth $14.5B, down 1.5% from $14.7B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Mackay Shields LLC withdrew a net $3.09B in Q4 2020, closing 173 positions and reducing 690 holdings. Its most notable exit was Invesco National AMT-Free Municipal Bond ETF, an estimated $146M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mackay Shields LLC opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $11.1M.

  • Mackay Shields LLC's largest Q4 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 126,940 shares worth $11.1M.
  • Mackay Shields LLC added most to Tesla in Q4 2020, an estimated $71.2M increase.
  • Mackay Shields LLC's biggest Q4 2020 reduction was S&P Global, cutting an estimated $20.4M.
  • Mackay Shields LLC fully exited Invesco National AMT-Free Municipal Bond ETF in Q4 2020, selling an estimated $146M.
  • Mackay Shields LLC's ten largest holdings make up 23% of its $14.5B portfolio in Q4 2020.
  • Mackay Shields LLC opened 251 new positions and closed 173 in Q4 2020.
  • Mackay Shields LLC's portfolio value fell 1.5% quarter-over-quarter to $14.5B.

Based on Mackay Shields LLC's 13F filing for Q4 2020, filed 16 Feb 2021.