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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$12B
AUM Growth
+$1.43B
Cap. Flow
-$2.83B
Cap. Flow %
-23.52%
Top 10 Hldgs %
25.06%
Holding
734
New
18
Increased
28
Reduced
483
Closed
17

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$149M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$58.3M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$51.4M
4
MMCA icon
IQ MacKay California Municipal Intermediate ETF
MMCA
+$49.5M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$47.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$11.4M
2
TSM icon
TSMC
TSM
+$10.6M
3
MSFT icon
Microsoft
MSFT
+$8.86M
4
VST icon
Vistra
VST
+$6.14M
5
AMZN icon
Amazon
AMZN
+$4.92M

Sector Composition

Rank Sector Weight
1 Technology 13.6%
2 Healthcare 6.46%
3 Financials 6.42%
4 Consumer Discretionary 6.05%
5 Communication Services 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
126
Estee Lauder
EL
$29B
$12.8M 0.11%
34,521
-856
-2% -$291K
MHD icon
127
BlackRock MuniHoldings Fund
MHD
$597M
$12.7M 0.11%
759,388
-1,203
-0.2% -$20K
GM icon
128
General Motors
GM
$74.7B
$12.7M 0.11%
216,164
-4,919
-2% -$287K
SHW icon
129
Sherwin-Williams
SHW
$78.3B
$12.7M 0.11%
35,967
-972
-3% -$314K
PNC icon
130
PNC Financial Services
PNC
$100B
$12.6M 0.11%
63,065
-1,840
-3% -$374K
CSX icon
131
CSX Corp
CSX
$98.6B
$12.5M 0.1%
331,641
-13,011
-4% -$459K
F icon
132
Ford
F
$57.3B
$12.3M 0.1%
589,979
-13,312
-2% -$245K
CME icon
133
CME Group
CME
$92.2B
$12.3M 0.1%
53,626
-1,238
-2% -$272K
MO icon
134
Altria Group
MO
$122B
$12.2M 0.1%
257,295
-7,070
-3% -$324K
CHTR icon
135
Charter Communications
CHTR
$15.2B
$12.1M 0.1%
18,558
-891
-5% -$607K
EW icon
136
Edwards Lifesciences
EW
$47.6B
$12.1M 0.1%
93,037
-1,822
-2% -$213K
DUK icon
137
Duke Energy
DUK
$102B
$12M 0.1%
114,580
-2,743
-2% -$278K
TFC icon
138
Truist Financial
TFC
$63.2B
$11.7M 0.1%
199,615
-4,532
-2% -$277K
MAV
139
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$11.6M 0.1%
1,003,451
-23,523
-2% -$275K
ICE icon
140
Intercontinental Exchange
ICE
$82.4B
$11.5M 0.1%
83,904
-1,915
-2% -$254K
USB icon
141
US Bancorp
USB
$99.6B
$11.4M 0.09%
202,884
-4,565
-2% -$270K
CI icon
142
Cigna
CI
$76.6B
$11.4M 0.09%
49,592
-2,430
-5% -$516K
EQIX icon
143
Equinix
EQIX
$107B
$11.4M 0.09%
13,452
-250
-2% -$200K
NRK icon
144
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$10.9M 0.09%
791,405
– –
SO icon
145
Southern Company
SO
$110B
$10.8M 0.09%
157,883
-3,606
-2% -$230K
NSC icon
146
Norfolk Southern
NSC
$78.8B
$10.8M 0.09%
36,327
-1,374
-4% -$384K
BDX icon
147
Becton Dickinson
BDX
$43.1B
$10.8M 0.09%
43,878
-1,000
-2% -$240K
CL icon
148
Colgate-Palmolive
CL
$72.6B
$10.8M 0.09%
126,073
-3,477
-3% -$272K
ITW icon
149
Illinois Tool Works
ITW
$81.4B
$10.6M 0.09%
42,779
-1,291
-3% -$300K
TMUS icon
150
T-Mobile US
TMUS
$193B
$10.2M 0.08%
87,918
-1,939
-2% -$228K
4 5
6
7 8

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PA
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MASUI
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LMIM
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XL
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PCM
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CIAS
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CA
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Mackay Shields LLC's Q4 2021 Portfolio in Review

As of Q4 2021, Mackay Shields LLC held 734 positions worth $12B, up 13% from $10.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Mackay Shields LLC withdrew a net $2.83B in Q4 2021, closing 17 positions and reducing 483 holdings. Its most notable exit was Kansas City Southern, an estimated $3.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Mackay Shields LLC opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $157M.

  • Mackay Shields LLC's largest Q4 2021 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 71,691 shares worth $157M.
  • Mackay Shields LLC added most to Vanguard S&P 500 ETF in Q4 2021, an estimated $3.48M increase.
  • Mackay Shields LLC's biggest Q4 2021 reduction was Apple, cutting an estimated $11.4M.
  • Mackay Shields LLC fully exited Kansas City Southern in Q4 2021, selling an estimated $3.81M.
  • Mackay Shields LLC's ten largest holdings make up 25% of its $12B portfolio in Q4 2021.
  • Mackay Shields LLC opened 18 new positions and closed 17 in Q4 2021.
  • Mackay Shields LLC's portfolio value rose 13% quarter-over-quarter to $12B.

Based on Mackay Shields LLC's 13F filing for Q4 2021, filed 4 Feb 2022.