MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+7.5%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$12B
AUM Growth
+$12B
Cap. Flow
+$297M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.06%
Holding
745
New
18
Increased
31
Reduced
480
Closed
17

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$157M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$60.9M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$58.7M
4
MMCA icon
IQ MacKay California Municipal Intermediate ETF
MMCA
$49.5M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$48M

Top Sells

1
AAPL icon
Apple
AAPL
$12.8M
2
TSM icon
TSMC
TSM
$10.8M
3
MSFT icon
Microsoft
MSFT
$9.19M
4
VST icon
Vistra
VST
$6.97M
5
AMZN icon
Amazon
AMZN
$4.79M

Sector Composition

1 Technology 13.6%
2 Healthcare 6.46%
3 Financials 6.42%
4 Consumer Discretionary 6.05%
5 Communication Services 5.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EL icon
126
Estee Lauder
EL
$33.1B
$12.8M 0.11%
34,521
-856
-2% -$317K
MHD icon
127
BlackRock MuniHoldings Fund
MHD
$582M
$12.7M 0.11%
759,388
-1,203
-0.2% -$20.2K
GM icon
128
General Motors
GM
$55B
$12.7M 0.11%
216,164
-4,919
-2% -$288K
SHW icon
129
Sherwin-Williams
SHW
$90.5B
$12.7M 0.11%
35,967
-972
-3% -$342K
PNC icon
130
PNC Financial Services
PNC
$80.7B
$12.6M 0.11%
63,065
-1,840
-3% -$369K
CSX icon
131
CSX Corp
CSX
$60.2B
$12.5M 0.1%
331,641
-13,011
-4% -$489K
F icon
132
Ford
F
$46.2B
$12.3M 0.1%
589,979
-13,312
-2% -$276K
CME icon
133
CME Group
CME
$97.1B
$12.3M 0.1%
53,626
-1,238
-2% -$283K
MO icon
134
Altria Group
MO
$112B
$12.2M 0.1%
257,295
-7,070
-3% -$335K
CHTR icon
135
Charter Communications
CHTR
$35.7B
$12.1M 0.1%
18,558
-891
-5% -$581K
EW icon
136
Edwards Lifesciences
EW
$47.7B
$12.1M 0.1%
93,037
-1,822
-2% -$236K
DUK icon
137
Duke Energy
DUK
$94.5B
$12M 0.1%
114,580
-2,743
-2% -$288K
TFC icon
138
Truist Financial
TFC
$59.8B
$11.7M 0.1%
199,615
-4,532
-2% -$265K
MAV
139
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$11.6M 0.1%
1,003,451
-23,523
-2% -$272K
ICE icon
140
Intercontinental Exchange
ICE
$100B
$11.5M 0.1%
83,904
-1,915
-2% -$262K
USB icon
141
US Bancorp
USB
$75.5B
$11.4M 0.09%
202,884
-4,565
-2% -$256K
CI icon
142
Cigna
CI
$80.2B
$11.4M 0.09%
49,592
-2,430
-5% -$558K
EQIX icon
143
Equinix
EQIX
$74.6B
$11.4M 0.09%
13,452
-250
-2% -$211K
NRK icon
144
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
$10.9M 0.09%
791,405
– –
SO icon
145
Southern Company
SO
$101B
$10.8M 0.09%
157,883
-3,606
-2% -$247K
NSC icon
146
Norfolk Southern
NSC
$62.4B
$10.8M 0.09%
36,327
-1,374
-4% -$409K
BDX icon
147
Becton Dickinson
BDX
$54.3B
$10.8M 0.09%
43,878
-1,000
-2% -$245K
CL icon
148
Colgate-Palmolive
CL
$67.7B
$10.8M 0.09%
126,073
-3,477
-3% -$297K
ITW icon
149
Illinois Tool Works
ITW
$76.2B
$10.6M 0.09%
42,779
-1,291
-3% -$319K
TMUS icon
150
T-Mobile US
TMUS
$284B
$10.2M 0.08%
87,918
-1,939
-2% -$225K
4 5
6
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