MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+13.73%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$14.5B
AUM Growth
+$14.5B
Cap. Flow
-$630M
Cap. Flow %
-4.34%
Top 10 Hldgs %
22.98%
Holding
1,675
New
251
Increased
381
Reduced
684
Closed
173

Top Buys

1
TSLA icon
Tesla
TSLA
$98.1M
2
SYY icon
Sysco
SYY
$17.8M
3
LRCX icon
Lam Research
LRCX
$16.2M
4
HD icon
Home Depot
HD
$13.9M
5
UPS icon
United Parcel Service
UPS
$13.2M

Top Sells

1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
$146M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$59.7M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$47.8M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$21.9M
5
ALXN
Alexion Pharmaceuticals Inc
ALXN
$20.4M

Sector Composition

1 Technology 18.11%
2 Healthcare 10.11%
3 Consumer Discretionary 9.79%
4 Financials 8.6%
5 Communication Services 6.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DGICA icon
1451
Donegal Group Class A
DGICA
$671M
– –
-10,300
Closed -$145K
DLX icon
1452
Deluxe
DLX
$852M
– –
-38,700
Closed -$996K
DRRX icon
1453
DURECT Corp
DRRX
$60.2M
– –
-60,400
Closed -$103K
ZYXI icon
1454
Zynex
ZYXI
$45.1M
– –
-40,900
Closed -$713K
JOYY
1455
JOYY Inc. American Depositary Shares
JOYY
$3.08B
– –
-7,821
Closed -$631K
ZUO
1456
DELISTED
Zuora, Inc.
ZUO
– –
-21,000
Closed -$217K
BFX
1457
DELISTED
BowFlex Inc.
BFX
– –
-93,900
Closed -$1.61M
PCTI
1458
DELISTED
PCTEL, Inc. Common Stock
PCTI
– –
-37,600
Closed -$213K
VAPO
1459
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-13,000
Closed -$377K
USX
1460
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-24,000
Closed -$199K
KBAL
1461
DELISTED
Kimball International
KBAL
– –
-32,900
Closed -$347K
BSX.PRA
1462
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-3,400
Closed -$379K
AQUA
1463
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-168,300
Closed -$3.57M
IAA
1464
DELISTED
IAA, Inc. Common Stock
IAA
– –
-13,906
Closed -$724K
QED
1465
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
– –
-231,687
Closed -$10.5M
QLS
1466
DELISTED
IQ Hedge Long/Short Tracker ETF
QLS
– –
-225,725
Closed -$10.8M
FNHC
1467
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-45,200
Closed -$285K
CVET
1468
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-167,900
Closed -$4.1M
NPTN
1469
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-27,000
Closed -$164K
TVTY
1470
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-81,300
Closed -$1.14M
ZNGA
1471
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-276,376
Closed -$2.52M
XENT
1472
DELISTED
Intersect ENT, Inc
XENT
– –
-46,700
Closed -$762K
DHR.PRA
1473
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-14,821
Closed -$21.9M
EEFT icon
1474
Euronet Worldwide
EEFT
$3.72B
– –
-65,796
Closed -$5.99M
NMRK icon
1475
Newmark Group
NMRK
$3.07B
– –
-146,100
Closed -$631K
57 58
59
60 61