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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$14.7B
AUM Growth
+$2.19B
Cap. Flow
-$1.92B
Cap. Flow %
-13.03%
Top 10 Hldgs %
27.46%
Holding
1,621
New
167
Increased
614
Reduced
452
Closed
209

Top Buys

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$148M
2
WLL
Whiting Petroleum Corporation
WLL
+$46M
3
PCGU
PG&E Corporation
PCGU
+$36.3M
4
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$30.3M
5
PII icon
Polaris
PII
+$21.1M

Top Sells

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$27.5M
2
ULTR
IQ Ultra Short Duration ETF
ULTR
+$24.7M
3
MMIN icon
IQ MacKay Municipal Insured ETF
MMIN
+$24.1M
4
ORLY icon
O'Reilly Automotive
ORLY
+$20M
5
CLGX
Corelogic, Inc.
CLGX
+$17M

Sector Composition

Rank Sector Weight
1 Technology 16.41%
2 Healthcare 9.48%
3 Consumer Discretionary 8.4%
4 Financials 7.48%
5 Communication Services 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMED
1451
DELISTED
Sharps Compliance Corp
SMED
– –
-35,400
Closed -$249K
RDUS
1452
DELISTED
Radius Health, Inc.
RDUS
– –
-72,688
Closed -$990K
WBT
1453
DELISTED
Welbilt, Inc.
WBT
– –
-16,300
Closed -$100K
SAFM
1454
DELISTED
Sanderson Farms Inc
SAFM
– –
-2,100
Closed -$243K
TREC
1455
DELISTED
Trecora Resources
TREC
– –
-15,400
Closed -$97K
TSC
1456
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-23,200
Closed -$364K
SRGA
1457
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-1,710
Closed -$164K
EPAY
1458
DELISTED
Bottomline Technologies Inc
EPAY
– –
-10,500
Closed -$533K
VRS
1459
DELISTED
Verso Corporation
VRS
– –
-48,100
Closed -$576K
FMBI
1460
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-22,400
Closed -$299K
COR
1461
DELISTED
Coresite Realty Corporation
COR
– –
-18,974
Closed -$2.3M
XLRN
1462
DELISTED
Acceleron Pharma
XLRN
– –
-9,600
Closed -$915K
SIC
1463
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-23,000
Closed -$80K
CNP.PRB
1464
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-50,200
Closed -$1.8M
CLCT
1465
DELISTED
Collectors Universe
CLCT
– –
-42,700
Closed -$1.46M
BMCH
1466
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-132,066
Closed -$3.32M
IMMU
1467
DELISTED
Immunomedics Inc
IMMU
– –
-39,600
Closed -$1.4M
CCMP
1468
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-2,400
Closed -$335K
GSB
1469
DELISTED
GlobalSCAPE, Inc.
GSB
– –
-36,000
Closed -$351K
SDAG
1470
DELISTED
IQ Short Duration Enhanced Core Bond U.S. ETF
SDAG
– –
-120,000
Closed -$2.92M
GCAP
1471
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-65,100
Closed -$392K
CCI.PRA
1472
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-18,436
Closed -$27.5M
PTLA
1473
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-104,390
Closed -$1.88M
HIBB
1474
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-13,500
Closed -$282K
KNL
1475
DELISTED
Knoll, Inc.
KNL
– –
-27,900
Closed -$340K
56 57 58
59
60

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MASUI
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XL
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CA
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Mackay Shields LLC's Q3 2020 Portfolio in Review

As of Q3 2020, Mackay Shields LLC held 1,621 positions worth $14.7B, up 17% from $12.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Mackay Shields LLC withdrew a net $1.92B in Q3 2020, closing 209 positions and reducing 452 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $27.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mackay Shields LLC opened a new position in Invesco National AMT-Free Municipal Bond ETF worth $146M.

  • Mackay Shields LLC's largest Q3 2020 buy was Invesco National AMT-Free Municipal Bond ETF: 5,500,000 shares worth $146M.
  • Mackay Shields LLC added most to BlackRock Municipal 2030 Target Term Trust in Q3 2020, an estimated $30.3M increase.
  • Mackay Shields LLC's biggest Q3 2020 reduction was O'Reilly Automotive, cutting an estimated $20M.
  • Mackay Shields LLC fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $27.5M.
  • Mackay Shields LLC's ten largest holdings make up 27% of its $14.7B portfolio in Q3 2020.
  • Mackay Shields LLC opened 167 new positions and closed 209 in Q3 2020.
  • Mackay Shields LLC's portfolio value rose 17% quarter-over-quarter to $14.7B.

Based on Mackay Shields LLC's 13F filing for Q3 2020, filed 4 Nov 2020.