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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+7.03%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$13.7B
AUM Growth
-$789M
Cap. Flow
-$3.66B
Cap. Flow %
-26.68%
Top 10 Hldgs %
25.44%
Holding
1,600
New
109
Increased
202
Reduced
1,015
Closed
102

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$625M
2
AESC
The AES Corporation
AESC
+$25.5M
3
NICE icon
Nice
NICE
+$15.1M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.2M
5
MHD icon
BlackRock MuniHoldings Fund
MHD
+$12.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$115M
2
MSFT icon
Microsoft
MSFT
+$112M
3
AMZN icon
Amazon
AMZN
+$83.1M
4
META icon
Meta Platforms (Facebook)
META
+$47.1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$35M

Sector Composition

Rank Sector Weight
1 Technology 15.56%
2 Healthcare 8.76%
3 Consumer Discretionary 8.64%
4 Financials 8.54%
5 Communication Services 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULBI icon
1351
Ultralife
ULBI
$88.3M
$84K ﹤0.01%
10,100
-5,000
-33% -$35.4K
WTTR icon
1352
Select Water Solutions
WTTR
$2.51B
$81K ﹤0.01%
+16,300
New +$94.7K
FLNT
1353
Fluent
FLNT
$102M
$79K ﹤0.01%
3,233
-7,584
-70% -$263K
EXTN
1354
DELISTED
Exterran Corporation
EXTN
$78K ﹤0.01%
23,200
-6,300
-21% -$29.2K
STR
1355
DELISTED
Sitio Royalties
STR
$74K ﹤0.01%
+4,100
New +$65.1K
WRAP icon
1356
Wrap Technologies
WRAP
$94.8M
$69K ﹤0.01%
12,333
-28,967
-70% -$163K
MFA
1357
MFA Financial
MFA
$929M
$58K ﹤0.01%
3,525
-4,350
-55% -$69.2K
GORO icon
1358
Goldgroup Mining Inc.
GORO
$151M
$38K ﹤0.01%
+14,066
New +$39.5K
ACWI icon
1359
iShares MSCI ACWI ETF
ACWI
$32.6B
– –
-2,950
Closed -$268K
ADEA icon
1360
Adeia
ADEA
$2.86B
– –
-79,380
Closed -$439K
AGNC icon
1361
AGNC Investment
AGNC
$12.3B
– –
-153,697
Closed -$2.4M
AIV
1362
Aimco
AIV
$380M
– –
-13,994
Closed -$74K
ARI
1363
Apollo Commercial Real Estate
ARI
$887M
– –
-11,400
Closed -$128K
AXSM icon
1364
Axsome Therapeutics
AXSM
$12.4B
– –
-4,000
Closed -$326K
BKN
1365
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
– –
-68,478
Closed -$1.18M
CDLX icon
1366
Cardlytics
CDLX
$21M
– –
-450
Closed -$642K
CERS icon
1367
Cerus
CERS
$587M
– –
-12,000
Closed -$83K
CNK icon
1368
Cinemark Holdings
CNK
$3.82B
– –
-10,800
Closed -$188K
CNOB icon
1369
Center Bancorp
CNOB
$1.63B
– –
-14,300
Closed -$283K
CPS icon
1370
Cooper-Standard Automotive
CPS
$504M
– –
-17,100
Closed -$592K
CWB icon
1371
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
– –
-14,669
Closed -$1.21M
DCO icon
1372
Ducommun
DCO
$2.68B
– –
-5,700
Closed -$306K
EB
1373
DELISTED
Eventbrite
EB
– –
-11,600
Closed -$210K
EFA icon
1374
iShares MSCI EAFE ETF
EFA
$76.4B
– –
-38,053
Closed -$2.78M
EFC
1375
Ellington Financial
EFC
$1.68B
– –
-18,300
Closed -$272K
53 54
55
56 57

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Mackay Shields LLC's Q1 2021 Portfolio in Review

As of Q1 2021, Mackay Shields LLC held 1,600 positions worth $13.7B, down 5.4% from $14.5B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Mackay Shields LLC withdrew a net $3.66B in Q1 2021, closing 102 positions and reducing 1,015 holdings. Its most notable exit was IQ MacKay Municipal Intermediate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mackay Shields LLC opened a new position in The AES Corporation worth $25.8M.

  • Mackay Shields LLC's largest Q1 2021 buy was The AES Corporation: 250,000 shares worth $25.8M.
  • Mackay Shields LLC added most to Vanguard S&P 500 ETF in Q1 2021, an estimated $625M increase.
  • Mackay Shields LLC's biggest Q1 2021 reduction was Apple, cutting an estimated $115M.
  • Mackay Shields LLC fully exited IQ MacKay Municipal Intermediate ETF in Q1 2021, selling an estimated $22.4M.
  • Mackay Shields LLC's ten largest holdings make up 25% of its $13.7B portfolio in Q1 2021.
  • Mackay Shields LLC opened 109 new positions and closed 102 in Q1 2021.
  • Mackay Shields LLC's portfolio value fell 5.4% quarter-over-quarter to $13.7B.

Based on Mackay Shields LLC's 13F filing for Q1 2021, filed 14 May 2021.