MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
1-Year Return 1.89%
This Quarter Return
+13.73%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$14.5B
AUM Growth
-$223M
Cap. Flow
-$3.18B
Cap. Flow %
-21.95%
Top 10 Hldgs %
22.98%
Holding
1,675
New
251
Increased
375
Reduced
690
Closed
173

Top Buys

1
TSLA icon
Tesla
TSLA
$98.1M
2
SYY icon
Sysco
SYY
$17.8M
3
LRCX icon
Lam Research
LRCX
$16.2M
4
HD icon
Home Depot
HD
$13.9M
5
UPS icon
United Parcel Service
UPS
$13.2M

Top Sells

1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
$146M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$59.7M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$47.8M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$21.9M
5
ALXN
Alexion Pharmaceuticals Inc
ALXN
$20.4M

Sector Composition

1 Technology 18.11%
2 Healthcare 10.11%
3 Consumer Discretionary 9.79%
4 Financials 8.6%
5 Communication Services 6.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EGIO
1351
DELISTED
Edgio, Inc. Common Stock
EGIO
$61K ﹤0.01%
383
-5,990
-94% -$954K
USX
1352
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-24,000
Closed -$199K
KBAL
1353
DELISTED
Kimball International
KBAL
– –
-32,900
Closed -$347K
BSX.PRA
1354
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-3,400
Closed -$379K
AQUA
1355
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-168,300
Closed -$3.57M
IAA
1356
DELISTED
IAA, Inc. Common Stock
IAA
– –
-13,906
Closed -$724K
QED
1357
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
– –
-231,687
Closed -$10.5M
QLS
1358
DELISTED
IQ Hedge Long/Short Tracker ETF
QLS
– –
-225,725
Closed -$10.8M
FNHC
1359
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-45,200
Closed -$285K
CVET
1360
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-167,900
Closed -$4.1M
NPTN
1361
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-27,000
Closed -$164K
TVTY
1362
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-81,300
Closed -$1.14M
ZNGA
1363
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-276,376
Closed -$2.52M
XENT
1364
DELISTED
Intersect ENT, Inc
XENT
– –
-46,700
Closed -$762K
DHR.PRA
1365
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-14,821
Closed -$21.9M
NUAN
1366
DELISTED
Nuance Communications, Inc.
NUAN
– –
-13,610
Closed -$452K
CXP
1367
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-21,000
Closed -$229K
INOV
1368
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-70,700
Closed -$1.87M
VTA
1369
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-42,831
Closed -$394K
CSOD
1370
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-20,519
Closed -$746K
QTS
1371
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-27,800
Closed -$1.75M
PROS
1372
DELISTED
ProSight Global, Inc.
PROS
– –
-15,200
Closed -$172K
ALSK
1373
DELISTED
Alaska Communications Systems
ALSK
– –
-165,900
Closed -$331K
LMNX
1374
DELISTED
Luminex Corp
LMNX
– –
-66,300
Closed -$1.74M
NAV
1375
DELISTED
Navistar International
NAV
– –
-94,000
Closed -$4.09M
53 54
55
56 57