MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
1-Year Return 1.89%
This Quarter Return
+20.35%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$12.5B
AUM Growth
+$1.73B
Cap. Flow
-$2.43B
Cap. Flow %
-19.38%
Top 10 Hldgs %
22.07%
Holding
1,660
New
269
Increased
509
Reduced
493
Closed
199

Top Buys

1
RTX icon
RTX Corp
RTX
$23.1M
2
IAU icon
iShares Gold Trust
IAU
$21.1M
3
TSM icon
TSMC
TSM
$20.3M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16.9M
5
TSCO icon
Tractor Supply
TSCO
$16.5M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$39.8M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$31M
3
ALGN icon
Align Technology
ALGN
$26.4M
4
AAPL icon
Apple
AAPL
$23.2M
5
LRCX icon
Lam Research
LRCX
$19.9M

Sector Composition

1 Technology 17.82%
2 Healthcare 10.34%
3 Consumer Discretionary 8.4%
4 Financials 8.39%
5 Communication Services 6.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
POLY
1351
DELISTED
Plantronics, Inc.
POLY
– –
-17,600
Closed -$177K
SAIL
1352
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-27,800
Closed -$423K
ACC
1353
DELISTED
American Campus Communities, Inc.
ACC
– –
-42,254
Closed -$1.17M
CNR
1354
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-93,500
Closed -$426K
RVI
1355
DELISTED
Retail Value Inc. Common Shares
RVI
– –
-359,363
Closed -$404K
FRTA
1356
DELISTED
Forterra, Inc
FRTA
– –
-62,000
Closed -$371K
CPLG
1357
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-30,574
Closed -$120K
CXP
1358
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-33,408
Closed -$418K
INOV
1359
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-164,400
Closed -$2.74M
JAX
1360
DELISTED
J. Alexander's Holdings, Inc.
JAX
– –
-65,111
Closed -$250K
SNR
1361
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-50,300
Closed -$129K
FTV.PRA
1362
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– –
-6,097
Closed -$4.39M
TPCO
1363
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-40,600
Closed -$329K
AT
1364
DELISTED
Atlantic Power Corporation
AT
– –
-142,815
Closed -$305K
TNAV
1365
DELISTED
Telenav Inc.
TNAV
– –
-276,400
Closed -$1.19M
FIT
1366
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-12,500
Closed -$84K
NGHC
1367
DELISTED
National General Holdings Corp
NGHC
– –
-37,170
Closed -$615K
VER
1368
DELISTED
VEREIT, Inc.
VER
– –
-3,700
Closed -$90K
AMTD
1369
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-39,799
Closed -$1.38M
PRNB
1370
DELISTED
Principia Biopharma Inc. Common Stock
PRNB
– –
-7,600
Closed -$451K
DZSI
1371
DELISTED
DZS Inc. Common Stock
DZSI
– –
-20,300
Closed -$85K
TECD
1372
DELISTED
Tech Data Corp
TECD
– –
-12,952
Closed -$1.7M
AXE
1373
DELISTED
Anixter International Inc
AXE
– –
-20,500
Closed -$1.8M
SWP
1374
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
– –
-47,198
Closed -$3.43M
BDXA
1375
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-730,782
Closed -$39.8M
53 54
55
56 57