MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
1-Year Return 1.89%
This Quarter Return
+8.28%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$14.7B
AUM Growth
+$2.19B
Cap. Flow
-$2.1B
Cap. Flow %
-14.28%
Top 10 Hldgs %
27.46%
Holding
1,635
New
167
Increased
614
Reduced
452
Closed
209

Top Buys

1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
$146M
2
PCGU
PG&E Corporation
PCGU
$36.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$30.7M
4
PII icon
Polaris
PII
$20.2M
5
MOH icon
Molina Healthcare
MOH
$18.1M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$27.5M
2
ULTR
IQ Ultra Short Duration ETF
ULTR
$24.7M
3
MMIN icon
IQ MacKay Municipal Insured ETF
MMIN
$24.1M
4
ORLY icon
O'Reilly Automotive
ORLY
$20.3M
5
CLGX
Corelogic, Inc.
CLGX
$17.1M

Sector Composition

1 Technology 16.49%
2 Healthcare 9.48%
3 Consumer Discretionary 8.4%
4 Financials 7.48%
5 Communication Services 5.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TREC
1326
DELISTED
Trecora Resources
TREC
– –
-15,400
Closed -$97K
TSC
1327
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-23,200
Closed -$364K
SRGA
1328
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-1,710
Closed -$164K
EPAY
1329
DELISTED
Bottomline Technologies Inc
EPAY
– –
-10,500
Closed -$533K
VRS
1330
DELISTED
Verso Corporation
VRS
– –
-48,100
Closed -$576K
FMBI
1331
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-22,400
Closed -$299K
COR
1332
DELISTED
Coresite Realty Corporation
COR
– –
-18,974
Closed -$2.3M
XLRN
1333
DELISTED
Acceleron Pharma Inc.
XLRN
– –
-9,600
Closed -$915K
SIC
1334
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-23,000
Closed -$80K
CNP.PRB
1335
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-50,200
Closed -$1.8M
CLCT
1336
DELISTED
Collectors Universe
CLCT
– –
-42,700
Closed -$1.46M
BMCH
1337
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-132,066
Closed -$3.32M
IMMU
1338
DELISTED
Immunomedics Inc
IMMU
– –
-39,600
Closed -$1.4M
CCMP
1339
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-2,400
Closed -$335K
GSB
1340
DELISTED
GlobalSCAPE, Inc.
GSB
– –
-36,000
Closed -$351K
SDAG
1341
DELISTED
IQ Short Duration Enhanced Core Bond U.S. ETF
SDAG
– –
-120,000
Closed -$2.92M
GCAP
1342
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-65,100
Closed -$392K
CCI.PRA
1343
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-18,436
Closed -$27.5M
PTLA
1344
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-104,390
Closed -$1.88M
HIBB
1345
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-13,500
Closed -$282K
KNL
1346
DELISTED
Knoll, Inc.
KNL
– –
-27,900
Closed -$340K
LUNA
1347
DELISTED
Luna Innovations Incorporated
LUNA
– –
-47,200
Closed -$276K
UBA
1348
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-31,900
Closed -$379K
CEMI
1349
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-65,800
Closed -$214K
UFS
1350
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-75,204
Closed -$1.59M
52 53
54
55 56